An amendment numbered 15 printed in House Report 111-370 to strike language that would permit FINRA to regulate investment advisers that are associated with broker dealers.
Rep. Steve Cohen (D-TN)Description
Amendment strikes language that would permit FINRA to regulate investment advisers that are associated with broker dealers.
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House amendment offered
December 11, 2009
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House amendment offered
December 11, 2009
House amendment offered/reported by : Amendment (A014) offered by Mr. Cohen.(consideration: CR H14747-14748; text: CR H14747)
December 11, 2009 • 9:17 AM
House amendment agreed to: On agreeing to the Cohen amendment (A014) Agreed to by voice vote.
December 11, 2009 • 9:28 AM
Amendment agreed to Committee of the Whole
December 11, 2009 • 9:28 AM
Amendment (A014) offered by Mr. Cohen. (consideration: CR H14747-14748; text: CR H14747)
December 11, 2009 • 9:17 AM
On agreeing to the Cohen amendment (A014) Agreed to by voice vote.
December 11, 2009 • 9:28 AM