II
110th CONGRESS
1st Session
S. 564
IN THE SENATE OF THE UNITED STATES
February 13, 2007
Mr. Feingold (for himself and Mr. McCain) introduced the following bill; which was read twice and referred to the Committee on Environment and Public Works
A BILL
To modernize water resources planning, and for other purposes.
Short title
This Act may be cited as the
Water Resources Planning and
Modernization Act of 2007
.
Definitions
In this Act:
Council
The term Council means the Water Resources Council established under section 101 of the Water Resources Planning Act (42 U.S.C. 1962a).
Secretary
The term Secretary means the Secretary of the Army.
National water resources planning and modernization policy
It is the policy of the United States that all water resources projects carried out by the Corps of Engineers shall—
reflect national priorities for flood damage reduction, navigation, and ecosystem restoration; and
seek to avoid the unwise use of floodplains, minimize vulnerabilities in any case in which a floodplain must be used, protect and restore the extent and functions of natural systems, and mitigate any unavoidable damage to natural systems.
Meeting the nation's water resource priorities
Report on the nation's flood risks
Not later than 18 months after the date of enactment of this Act, the Council shall submit to the President and Congress a report describing the vulnerability of the United States to damage from flooding and related storm damage, including the risk to human life, the risk to property, and the comparative risks faced by different regions of the country. The report shall assess the extent to which the Nation’s programs relating to flooding are addressing flood risk reduction priorities and the extent to which those programs may unintentionally be encouraging development and economic activity in floodprone areas, and shall provide recommendations for improving those programs in reducing and responding to flood risks. Not later than 90 days after the report required by this subsection is published in the Federal Register, the Administration shall submit to Congress a report that responds to the recommendations of the Council and includes proposals to implement recommendations of the Council.
Prioritization of water resources projects
In general
Not later than 1 year after the date of enactment of this Act, the Council shall submit to Congress an initial report containing a prioritized list of each water resources project of the Corps of Engineers that is not being carried out under a continuing authorities program, categorized by project type and recommendations with respect to a process to compare all water resources projects across project type. The Council shall submit to Congress a prioritized list of water resources projects of the Corps of Engineers every 2 years following submission of the initial report. In preparing the prioritization of projects, the Council shall endeavor to balance stability in the rankings from year to year with recognizing newly authorized projects. Each report prepared under this paragraph shall provide documentation and description of any criteria used in addition to those set forth in paragraph (2) for comparing water resources projects and the assumptions upon which those criteria are based.
Project prioritization criteria
In preparing a report under paragraph (1), the Council shall prioritize each water resource project of the Corps of Engineers based on the extent to which the project meets at least the following criteria:
For flood damage reduction projects, the extent to which such a project—
addresses the most critical flood damage reduction needs of the United States as identified by the Council;
does not encourage new development or intensified economic activity in flood prone areas and avoids adverse environmental impacts; and
provides significantly increased benefits to the United States through the protection of human life, property, economic activity, or ecosystem services.
For navigation projects, the extent to which such a project—
produces a net economic benefit to the United States based on a high level of certainty that any projected trends upon which the project is based will be realized;
addresses priority navigation needs of the United States identified through comprehensive, regional port planning; and
minimizes adverse environmental impacts.
For environmental restoration projects, the extent to which such a project—
restores the natural hydrologic processes and spatial extent of an aquatic habitat;
is self-sustaining; and
is cost-effective or produces economic benefits.
Sense of congress
It is the sense of Congress that to promote effective prioritization of water resources projects, no project should be authorized for construction unless a final Chief's report recommending construction has been submitted to Congress, and annual appropriations for the Corps of Engineers' Continuing Authorities Programs should be distributed by the Corps of Engineers to those projects with the highest degree of design merit and the greatest degree of need, consistent with the applicable criteria established under paragraph (2).
Modernizing water resources planning guidelines
In general
Not later than 2 years after the date of enactment of this Act, and every 5 years thereafter, the Council, in coordination with the National Academy of Sciences, shall propose revisions to the planning principles and guidelines, regulations, and circulars of the Corps of Engineers to improve the process by which the Corps of Engineers analyzes and evaluates water projects.
Public participation
The Council shall solicit public and expert comment and testimony regarding proposed revisions and shall subject proposed revisions to public notice and comment.
Revisions
Revisions proposed by the Council shall improve water resources project planning through, among other things—
focusing Federal dollars on the highest water resources priorities of the United States;
requiring the use of modern economic principles and analytical techniques, credible schedules for project construction, and current discount rates as used by all other Federal agencies;
discouraging any project that induces new development or intensified economic activity in flood prone areas, and eliminating biases and disincentives to providing projects to low-income communities, including fully accounting for the prevention of loss of life as required by section 904 of the Water Resources Development Act of 1986 (33 U.S.C. 2281);
eliminating biases and disincentives that discourage the use of nonstructural approaches to water resources development and management, and fully accounting for the flood protection and other values of healthy natural systems;
utilizing a comprehensive, regional approach to port planning;
promoting environmental restoration projects that reestablish natural processes;
analyzing and incorporating lessons learned from recent studies of Corps of Engineers programs and recent disasters such as Hurricane Katrina and the Great Midwest Flood of 1993; and
ensuring the effective implementation of the National Water Resources Planning and Modernization Policy established by this Act.
Revision of planning guidelines
Not later than 180
days after submission of the proposed revisions required by subsection (b), the
Secretary shall implement the recommendations of the Council by incorporating
the proposed revisions into the planning principles and guidelines,
regulations, and circulars of the Corps of Engineers. These revisions shall be
subject to public notice and comment pursuant to subchapter II of chapter 5,
and chapter 7, of title 5, United States Code (commonly known as the
Administrative Procedure Act
). Effective beginning on the date
on which the Secretary carries out the first revision under this paragraph, the
Corps of Engineers shall not be subject to—
subsections (a) and (b) of section 80 of the Water Resources Development Act of 1974 (42 U.S.C. 1962d–17); and
any provision of the guidelines entitled
Economic and Environmental Principles and Guidelines for Water and
Related Land Resources Implementation Studies
and dated 1983, to the
extent that such a provision conflicts with a guideline revised by the
Secretary.
Availability
Each report prepared under this section shall be published in the Federal Register and submitted to the Committees on Environment and Public Works and Appropriations of the Senate and the Committees on Transportation and Infrastructure and Appropriations of the House of Representatives.
Water resources council
Section 101 of the Water Resources Planning
Act (42 U.S.C. 1962a) is amended in the first sentence by inserting the
Secretary of Homeland Security, the Chairperson of the Council on Environmental
Quality,
after Secretary of Transportation,
.
Funding
In carrying out this section, the Council shall use funds made available for the general operating expenses of the Corps of Engineers.
Independent peer review
Definitions
In this section:
Construction activities
The term construction activities means development of detailed engineering and design specifications during the preconstruction engineering and design phase and the engineering and design phase of a water resources project carried out by the Corps of Engineers, and other activities carried out on a water resources project prior to completion of the construction and to turning the project over to the local cost-share partner.
Project study
The term project study means a feasibility report, reevaluation report, or environmental impact statement prepared by the Corps of Engineers.
Director of independent peer review
The Secretary shall appoint in the Office of the Secretary a Director of Independent Review. The Director shall be selected from among individuals who are distinguished experts in engineering, hydrology, biology, economics, or another discipline related to water resources management. The Secretary shall ensure, to the maximum extent practicable, that the Director does not have a financial, professional, or other conflict of interest with projects subject to review. The Director of Independent Review shall carry out the duties set forth in this section and such other duties as the Secretary deems appropriate.
Sound project planning
Projects subject to planning review
The Secretary shall ensure that each project study for a water resources project shall be reviewed by an independent panel of experts established under this subsection if—
the project has an estimated total cost of more than $40,000,000, including mitigation costs;
the Governor of a State in which the water resources project is located in whole or in part, or the Governor of a State within the drainage basin in which a water resources project is located and that would be directly affected economically or environmentally as a result of the project, requests in writing to the Secretary the establishment of an independent panel of experts for the project;
the head of a Federal agency with authority to review the project determines that the project is likely to have a significant adverse impact on public safety, or on environmental, fish and wildlife, historical, cultural, or other resources under the jurisdiction of the agency, and requests in writing to the Secretary the establishment of an independent panel of experts for the project; or
the Secretary determines on his or her own initiative, or shall determine within 30 days of receipt of a written request for a controversy determination by any party, that the project is controversial because—
there is a significant dispute regarding the size, nature, potential safety risks, or effects of the project; or
there is a significant dispute regarding the economic, or environmental costs or benefits of the project.
Project planning review panels
Project planning review panel membership
For each water resources project subject to review under this subsection, the Director of Independent Review shall establish a panel of independent experts that shall be composed of not less than 5 nor more than 9 independent experts (including at least 1 engineer, 1 hydrologist, 1 biologist, and 1 economist) who represent a range of areas of expertise. The Director of Independent Review shall apply the National Academy of Science's policy for selecting committee members to ensure that members have no conflict with the project being reviewed, and shall consult with the National Academy of Sciences in developing lists of individuals to serve on panels of experts under this subsection. An individual serving on a panel under this subsection shall be compensated at a rate of pay to be determined by the Secretary, and shall be allowed travel expenses.
Duties of project planning review panels
An independent panel of experts established under this subsection shall review the project study, receive from the public written and oral comments concerning the project study, and submit a written report to the Secretary that shall contain the panel's conclusions and recommendations regarding project study issues identified as significant by the panel, including issues such as—
economic and environmental assumptions and projections;
project evaluation data;
economic or environmental analyses;
engineering analyses;
formulation of alternative plans;
methods for integrating risk and uncertainty;
models used in evaluation of economic or environmental impacts of proposed projects; and
any related biological opinions.
Project planning review record
In general
After receiving a report from an independent panel of experts established under this subsection, the Secretary shall take into consideration any recommendations contained in the report and shall immediately make the report available to the public on the Internet.
Recommendations
The Secretary shall prepare a written explanation of any recommendations of the independent panel of experts established under this subsection not adopted by the Secretary. Recommendations and findings of the independent panel of experts rejected without good cause shown, as determined by judicial review, shall be given equal deference as the recommendations and findings of the Secretary during a judicial proceeding relating to the water resources project.
Submission to congress and public availability
The report of the independent panel of experts established under this subsection and the written explanation of the Secretary required by clause (ii) shall be included with the report of the Chief of Engineers to Congress, shall be published in the Federal Register, and shall be made available to the public on the Internet.
Deadlines for project planning reviews
In general
Independent review of a project study shall be completed prior to the completion of any Chief of Engineers report for a specific water resources project.
Deadline for project planning review panel studies
An independent panel of experts established under this subsection shall complete its review of the project study and submit to the Secretary a report not later than 180 days after the date of establishment of the panel, or not later than 90 days after the close of the public comment period on a draft project study that includes a preferred alternative, whichever is later. The Secretary may extend these deadlines for good cause.
Failure to complete review and report
If an independent panel of experts established under this subsection does not submit to the Secretary a report by the deadline established by clause (ii), the Chief of Engineers may continue project planning without delay.
Duration of panels
An independent panel of experts established under this subsection shall terminate on the date of submission of the report by the panel. Panels may be established as early in the planning process as deemed appropriate by the Director of Independent Review, but shall be appointed no later than 90 days before the release for public comment of a draft study subject to review under subsection (c)(1)(A), and not later than 30 days after a determination that review is necessary under subsection (c)(1)(B), (c)(1)(C), or (c)(1)(D).
Effect on existing guidance
The project planning review required by this subsection shall be deemed to satisfy any external review required by Engineering Circular 1105–2–408 (31 May 2005) on Peer Review of Decision Documents.
Safety assurance
Projects subject to safety assurance review
The Secretary shall ensure that the construction activities for any flood damage reduction project shall be reviewed by an independent panel of experts established under this subsection if the Director of Independent Review makes a determination that an independent review is necessary to ensure public health, safety, and welfare on any project—
for which the reliability of performance under emergency conditions is critical;
that uses innovative materials or techniques;
for which the project design is lacking in redundancy, or that has a unique construction sequencing or a short or overlapping design construction schedule; or
other than a project described in subparagraphs (A) through (C), as the Director of Independent Review determines to be appropriate.
Safety assurance review panels
At the appropriate point in the development of detailed engineering and design specifications for each water resources project subject to review under this subsection, the Director of Independent Review shall establish an independent panel of experts to review and report to the Secretary on the adequacy of construction activities for the project. An independent panel of experts under this subsection shall be composed of not less than 5 nor more than 9 independent experts selected from among individuals who are distinguished experts in engineering, hydrology, or other pertinent disciplines. The Director of Independent Review shall apply the National Academy of Science's policy for selecting committee members to ensure that panel members have no conflict with the project being reviewed. An individual serving on a panel of experts under this subsection shall be compensated at a rate of pay to be determined by the Secretary, and shall be allowed travel expenses.
Deadlines for safety assurance reviews
An independent panel of experts established under this subsection shall submit a written report to the Secretary on the adequacy of the construction activities prior to the initiation of physical construction and periodically thereafter until construction activities are completed on a publicly available schedule determined by the Director of Independent Review for the purposes of assuring the public safety. The Director of Independent Review shall ensure that these reviews be carried out in a way to protect the public health, safety, and welfare, while not causing unnecessary delays in construction activities.
Safety assurance review record
After receiving a written report from an independent panel of experts established under this subsection, the Secretary shall—
take into consideration recommendations contained in the report, provide a written explanation of recommendations not adopted, and immediately make the report and explanation available to the public on the Internet; and
submit the report to the Committee on Environment and Public Works of the Senate and the Committee on Transportation and Infrastructure of the House of Representatives.
Expenses
In general
The costs of an independent panel of experts established under subsection (c) or (d) shall be a Federal expense and shall not exceed—
$250,000, if the total cost of the project in current year dollars is less than $50,000,000; and
0.5 percent of the total cost of the project in current year dollars, if the total cost is $50,000,000 or more.
Waiver
The Secretary, at the written request of the Director of Independent Review, may waive the cost limitations under paragraph (1) if the Secretary determines appropriate.
Report
Not later than 5 years after the date of enactment of this Act, the Secretary shall submit to Congress a report describing the implementation of this section.
Savings clause
Nothing in this section shall be construed to affect any authority of the Secretary to cause or conduct a peer review of the engineering, scientific, or technical basis of any water resources project in existence on the date of enactment of this Act.
Mitigation
Mitigation
Section 906(d) of the Water Resources Development Act of 1986 (33 U.S.C. 2283(d)) is amended—
in paragraph (1), by striking to the
Congress
and inserting to Congress, and shall not choose a
project alternative in any final record of decision, environmental impact
statement, or environmental assessment,
, and by inserting in the second
sentence and other habitat types
after bottomland
hardwood forests
; and
by adding at the end the following:
Mitigation requirements
Mitigation
To mitigate losses to flood damage reduction capabilities and fish and wildlife resulting from a water resources project, the Secretary shall ensure that mitigation for each water resources project complies fully with the mitigation standards and policies established by each State in which the project is located. Under no circumstances shall the mitigation required for a water resources project be less than would be required of a private party or other entity under section 404 of the Federal Water Pollution Control Act (33 U.S.C. 1344).
Mitigation plan
The specific mitigation plan for a water resources project required under paragraph (1) shall include, at a minimum—
a detailed plan to monitor mitigation implementation and ecological success, including the designation of the entities that will be responsible for monitoring;
specific ecological success criteria by which the mitigation will be evaluated and determined to be successful, prepared in consultation with the Director of the United States Fish and Wildlife Service or the Director of the National Marine Fisheries Service, as appropriate, and each State in which the project is located;
a detailed description of the land and interests in land to be acquired for mitigation, and the basis for a determination that land and interests are available for acquisition;
sufficient detail regarding the chosen mitigation sites, and types and amount of restoration activities to be conducted, to permit a thorough evaluation of the likelihood of the ecological success and aquatic and terrestrial resource functions and habitat values that will result from the plan; and
a contingency plan for taking corrective actions if monitoring demonstrates that mitigation efforts are not achieving ecological success as described in the ecological success criteria.
Determination of mitigation success
In general
Mitigation under this subsection shall be considered to be successful at the time at which monitoring demonstrates that the mitigation has met the ecological success criteria established in the mitigation plan.
Evaluation and reporting
The Secretary shall consult annually with the Director of the United States Fish and Wildlife Service and the Director of the National Marine Fisheries Service, as appropriate, and each State in which the project is located, on each water resources project requiring mitigation to determine whether mitigation monitoring for that project demonstrates that the project is achieving, or has achieved, ecological success. Not later than 60 days after the date of completion of the annual consultation, the Director of the United States Fish and Wildlife Service or the Director of the National Marine Fisheries Service, as appropriate, shall, and each State in which the project is located may, submit to the Secretary a report that describes—
the ecological success of the mitigation as of the date of the report;
the likelihood that the mitigation will achieve ecological success, as defined in the mitigation plan;
the projected timeline for achieving that success; and
any recommendations for improving the likelihood of success.
.
Mitigation tracking system
In general
Not later than 180 days after the date of enactment of this Act, the Secretary shall establish a recordkeeping system to track, for each water resources project constructed, operated, or maintained by the Secretary and for each permit issued under section 404 of the Federal Water Pollution Control Act (33 U.S.C. 1344)—
the quantity and type of wetland and other habitat types affected by the project, project operation, or permitted activity;
the quantity and type of mitigation required for the project, project operation, or permitted activity;
the quantity and type of mitigation that has been completed for the project, project operation, or permitted activity; and
the status of monitoring for the mitigation carried out for the project, project operation, or permitted activity.
Required information and organization
The recordkeeping system shall—
include information on impacts and mitigation described in paragraph (1) that occur after December 31, 1969; and
be organized by watershed, project, permit application, and zip code.
Availability of information
The Secretary shall make information contained in the recordkeeping system available to the public on the Internet.
Project administration
Chief's reports
The Chief of Engineers shall not submit a Chief's report to Congress recommending construction of a water resources project until that Chief's report has been reviewed and approved by the Secretary of the Army.
Project tracking
The Secretary shall assign a unique tracking number to each water resources project, to be used by each Federal agency throughout the life of the project.
Report repository
The Secretary shall maintain at the Library of Congress a copy of each final feasibility study, final environmental impact statement, final reevaluation report, record of decision, and report to Congress prepared by the Corps of Engineers. These documents shall be made available to the public for review, and electronic copies of those documents shall be permanently available, through the Internet website of the Corps of Engineers.