[Congressional Bills 111th Congress]
[From the U.S. Government Publishing Office]
[H. Res. 1757 Engrossed in House (EH)]
H. Res. 1757
In the House of Representatives, U.S.,
December 15, 2010.
Resolved,
SECTION 1. APPROVAL OF REGULATIONS.
The regulations issued by the Office of Compliance on March 21, 2008, and
stated in section 4, with the technical corrections described in section 3 and
to the extent applied by section 2, are hereby approved.
SEC. 2. APPLICATION OF REGULATIONS.
(a) In General.--For purposes of applying the issued regulations as a body
of regulations required by section 304(a)(2)(B)(i) of the Congressional
Accountability Act of 1995 (2 U.S.C. 1384(a)(2)(B)(i)), the portions of the
issued regulations that are unclassified or classified with an ``H'' designation
shall apply to the House of Representatives and employees of the House of
Representatives.
(b) Definition.--In this section, the term ``employee of the House of
Representatives'' has the meaning given the term in section 101 of the
Congressional Accountability Act of 1995 (2 U.S.C. 1301), except as limited by
the regulations (as corrected under section 3).
SEC. 3. TECHNICAL CORRECTIONS.
(a) Current Names of Offices and Heads of Offices.--A reference in the
issued regulations--
(1) to the Capitol Guide Board or the Capitol Guide Service (which
no longer exist) shall be considered to be a reference to the Office of
Congressional Accessibility Services;
(2) to the Capitol Police Board shall be considered to be a
reference to the Capitol Police;
(3) to the Senate Restaurants (which are no longer public entities)
shall be disregarded; and
(4) in sections 1.110(b) and 1.121(c), to the director of an
employing office shall be considered to be a reference to the head of an
employing office.
(b) Cross References to Provisions of Regulations.--A reference in the
issued regulations--
(1) in paragraphs (l) and (m) of section 1.102, to subparagraphs (3)
through (8) of paragraph (g) of that section shall be considered to be a
reference to paragraph (g) of that section;
(2) in section 1.102(l), to subparagraphs (aa) through (dd) of
section 1.102(g) shall be considered to be a reference to subparagraphs
(aa) through (dd) of that section (as specified in the regulations
classified with an ``H'' classification);
(3) in section 1.102(m), to subparagraphs (aa) through (ee) of
section 1.102(g) shall be considered to be a reference to subparagraphs
(aa) through (ee) of that section (as specified in the regulations
classified with an ``S'' classification);
(4) in section 1.111(d), to section 1.102(o) shall be considered to
be a reference to section 1.102(p); and
(5) in section 1.112, to section 1.102(h) shall be considered to be
a reference to section 1.102(i).
(c) Cross References to Other Provisions of Law.--A reference in the issued
regulations--
(1) to the Veterans Employment Opportunities Act shall be considered
to be a reference to the Veterans Employment Opportunities Act of 1998;
(2) to 2 U.S.C. 43d(a) shall be considered to be a reference to
section 105(a) of the Second Supplemental Appropriations Act, 1978;
(3) to 2 U.S.C. 1316a(3) shall be considered to be a reference to
section 4(c)(3) of the Veterans Employment Opportunities Act of 1998;
(4) to 5 U.S.C. 2108(3)(c) shall be considered to be a reference to
section 2108(3)(C) of title 5, United States Code;
(5) to the Americans with Disabilities Act shall be considered to be
a reference to the Americans with Disabilities Act of 1990;
(6) to the Soil Conservation and Allotment Act shall be considered
to be a reference to the Soil Conservation and Domestic Allotment Act;
and
(7) to the Agricultural Adjustment Act shall be considered to be a
reference to the Agricultural Adjustment Act, reenacted with amendments
by the Agricultural Marketing Agreement Act of 1937.
(d) Other Corrections.--In the issued regulations--
(1) in section 1.102(g)(1) (in the regulations classified with an
``H'' classification), the ``and'' at the end shall be disregarded;
(2) section 1.102(g)(7) (in the regulations classified with an ``H''
classification) shall be considered to have an ``or'' at the end;
(3) section 1.109 shall be considered to have an ``and'' after
paragraph (a);
(4) the second sentence of section 1.116 shall be disregarded;
(5) section 1.118(b) shall be considered to have an ``and'' after
paragraph (2) rather than paragraph (1);
(6) a reference in sections 1.118(c)(1) and 1.120(b)(1) to veterans'
``preference eligible'' shall be considered to be a reference to
``preference eligible'';
(7) sections 1.118(c) and 1.120(b) shall be considered to have an
``and'' after paragraph (1); and
(8) section 1.121(b)(6)(B) shall be considered to have an ``and'' at
the end.
SEC. 4. REGULATIONS.
When approved by the House of Representatives for the House of
Representatives, these regulations will have the prefix ``H.'' When approved by
the Senate for the Senate, these regulations will have the prefix ``S.'' When
approved by Congress for the other employing offices covered by the CAA, these
regulations will have the prefix ``C.''
In this draft, ``H&S Regs'' denotes the provisions that would be
included in the regulations applicable to be made applicable to the House and
Senate, and ``C Reg'' denotes the provisions that would be included in the
regulations to be made applicable to other employing offices.
PART 1--Extension of Rights and Protections Relating to Veterans'
Preference Under Title 5, United States Code, to Covered Employees of the
Legislative Branch (section 4(c) of the Veterans Employment Opportunities Act of
1998)
Subpart A--Matters of General Applicability to All Regulations
Promulgated under Section 4 of the VEOA
Sec.
1.101 Purpose and scope.
1.102 Definitions.
1.103 Adoption of regulations.
1.104 Coordination with section 225 of the Congressional
Accountability Act.
SEC. 1.101. PURPOSE AND SCOPE.
(a) Section 4(c) of the VEOA. The Veterans Employment Opportunities Act
(VEOA) applies the rights and protections of sections 2108, 3309 through 3312,
and subchapter I of chapter 35 of title 5 U.S.C., to certain covered employees
within the Legislative branch.
(b) Purpose of regulations. The regulations set forth herein are the
substantive regulations that the Board of Directors of the Office of Compliance
has promulgated pursuant to section 4(c)(4) of the VEOA, in accordance with the
rulemaking procedure set forth in section 304 of the CAA (2 U.S.C. Sec. 1384).
The purpose of subparts B, C and D of these regulations is to define veterans'
preference and the administration of veterans' preference as applicable to
Federal employment in the Legislative branch. (5 U.S.C. Sec. 2108, as applied by
the VEOA). The purpose of subpart E of these regulations is to ensure that the
principles of the veterans' preference laws are integrated into the existing
employment and retention policies and processes of those employing offices with
employees covered by the VEOA, and to provide for transparency in the
application of veterans' preference in covered appointment and retention
decisions. Provided, nothing in these regulations shall be construed so as to
require an employing office to reduce any existing veterans' preference rights
and protections that it may afford to preference eligible individuals.
H Regs: (c) Scope of Regulations. The definition of ``covered
employee'' in Section 4(c) of the VEOA limits the scope of the statute's
applicability within the Legislative branch. The term ``covered employee''
excludes any employee: (1) whose appointment is made by the President with the
advice and consent of the Senate; (2) whose appointment is made by a Member of
Congress within an employing office, as defined by Sec. 101 (9)(A-C) of the CAA,
2 U.S.C. Sec. 1301 (9)(A-C) or; (3) whose appointment is made by a committee or
subcommittee of either House of Congress or a joint committee of the House of
Representatives and the Senate; or (4) who is appointed to a position, the
duties of which are equivalent to those of a Senior Executive Service position
(within the meaning of section 3132(a)(2) of title 5, United States Code).
Accordingly, these regulations shall not apply to any employing office that only
employs individuals excluded from the definition of covered employee.
S Regs: (c) Scope of Regulations. The definition of ``covered
employee'' in Section 4(c) of the VEOA limits the scope of the statute's
applicability within the Legislative branch. The term ``covered employee''
excludes any employee: (1) whose appointment is made by the President with the
advice and consent of the Senate; (2) whose appointment is made or directed by a
Member of Congress within an employing office, as defined by Sec. 101(9)(A-C) of
the CAA, 2 U.S.C. Sec. 1301 (9)(A-C) or; (3) whose appointment is made by a
committee or subcommittee of either House of Congress or a joint committee of
the House of Representatives and the Senate; (4) who is appointed pursuant to 2
U.S.C. Sec. 43d(a); or (5) who is appointed to a position, the duties of which
are equivalent to those of a Senior Executive Service position (within the
meaning of section 3132(a)(2) of title 5, United States Code). Accordingly,
these regulations shall not apply to any employing office that only employs
individuals excluded from the definition of covered employee.
C Reg: (c) Scope of Regulations. The definition of ``covered employee''
in Section 4(c) of the VEOA limits the scope of the statute's applicability
within the Legislative branch. The term ``covered employee'' excludes any
employee: (1) whose appointment is made by the President with the advice and
consent of the Senate; (2) whose appointment is made by a Member of Congress or
by a committee or subcommittee of either House of Congress or a joint committee
of the House of Representatives and the Senate; or (3) who is appointed to a
position, the duties of which are equivalent to those of a Senior Executive
Service position (within the meaning of section 3132(a)(2) of title 5, United
States Code). Accordingly, these regulations shall not apply to any employing
office that only employs individuals excluded from the definition of covered
employee.
SEC. 1.102. DEFINITIONS.
Except as otherwise provided in these regulations, as used in these
regulations:
(a) Accredited physician means a doctor of medicine or osteopathy who is
authorized to practice medicine or surgery (as appropriate) by the State in
which the doctor practices. The phrase ``authorized to practice by the State''
as used in this section means that the provider must be authorized to diagnose
and treat physical or mental health conditions without supervision by a doctor
or other health care provider.
(b) Act or CAA means the Congressional Accountability Act of 1995, as
amended (Pub. L. 104-1, 109 Stat. 3, 2 U.S.C. Sec. Sec. 1301-1438).
(c) Active duty or active military duty means full-time duty with military
pay and allowances in the armed forces, except (1) for training or for
determining physical fitness and (2) for service in the Reserves or National
Guard.
(d) Appointment means an individual's appointment to employment in a covered
position, but does not include any personnel action that an employing office
takes with regard to an existing employee of the employing office.
(e) Armed forces means the United States Army, Navy, Air Force, Marine
Corps, and Coast Guard.
(f) Board means the Board of Directors of the Office of Compliance.
H Regs: (g) Covered employee means any employee of (1) the House of
Representatives; and (2) the Senate; (3) the Capitol Guide Board; (4) the
Capitol Police Board; (5) the Congressional Budget Office; (6) the Office of the
Architect of the Capitol; (7) the Office of the Attending Physician; and (8) the
Office of Compliance, but does not include an employee (aa) whose appointment is
made by the President with the advice and consent of the Senate; (bb) whose
appointment is made by a Member of Congress; (cc) whose appointment is made by a
committee or subcommittee of either House of Congress or a joint committee of
the House of Representatives and the Senate; or (dd) who is appointed to a
position, the duties of which are equivalent to those of a Senior Executive
Service position (within the meaning of section 3132(a)(2) of title 5, United
States Code). The term covered employee includes an applicant for employment in
a covered position and a former covered employee.
S. Regs: (g) Covered employee means any employee of (1) the House of
Representatives; and (2) the Senate; (3) the Capitol Guide Board; (4) the
Capitol Police Board; (5) the Congressional Budget Office; (6) the Office of the
Architect of the Capitol; (7) the Office of the Attending Physician; and (8) the
Office of Compliance, but does not include an employee (aa) whose appointment is
made by the President with the advice and consent of the Senate; (bb) whose
appointment is made or directed by a Member of Congress; (cc) whose appointment
is made by a committee or subcommittee of either House of Congress or a joint
committee of the House of Representatives and the Senate; (dd) who is appointed
pursuant to 2 U.S.C. Sec. 43d(a); or (ee) who is appointed to a position, the
duties of which are equivalent to those of a Senior Executive Service position
(within the meaning of section 3132(a)(2) of title 5, United States Code).
The term covered employee includes an applicant for employment in a
covered position and a former covered employee.
C Reg: (g) Covered employee means any employee of (1) the Capitol Guide
Service; (2) the Capitol Police; (3) the Congressional Budget Office; (4) the
Office of the Architect of the Capitol; (5) the Office of the Attending
Physician; or (6) the Office of Compliance, but does not include an employee:
(aa) whose appointment is made by the President with the advice and consent of
the Senate; or (bb) whose appointment is made by a Member of Congress or by a
committee or subcommittee of either House of Congress or a joint committee of
the House of Representatives and the Senate; or (cc) who is appointed to a
position, the duties of which are equivalent to those of a Senior Executive
Service position (within the meaning of section 3132(a)(2) of title 5, United
States Code). The term covered employee includes an applicant for employment in
a covered position and a former covered employee.
(h) Covered position means any position that is or will be held by a covered
employee.
(i) Disabled veteran means a person who was separated under honorable
conditions from active duty in the armed forces performed at any time and who
has established the present existence of a service-connected disability or is
receiving compensation, disability retirement benefits, or pensions because of a
public statute administered by the Department of Veterans Affairs or a military
department.
(j) Employee of the Office of the Architect of the Capitol includes any
employee of the Office of the Architect of the Capitol, the Botanic Gardens, or
the Senate Restaurants.
(k) Employee of the Capitol Police Board includes any member or officer of
the Capitol Police.
(l) Employee of the House of Representatives includes an individual
occupying a position the pay of which is disbursed by the Clerk of the House of
Representatives, or another official designated by the House of Representatives,
or any employment position in an entity that is paid with funds derived from the
clerk-hire allowance of the House of Representatives but not any such individual
employed by any entity listed in subparagraphs (3) through (8) of paragraph (g)
above nor any individual described in subparagraphs (aa) through (dd) of
paragraph (g) above.
(m) Employee of the Senate includes any employee whose pay is disbursed by
the Secretary of the Senate, but not any such individual employed by any entity
listed in subparagraphs (3) through (8) of paragraph (g) above nor any
individual described in subparagraphs (aa) through (ee) of paragraph (g) above.
H Regs: (n) Employing office means: (1) the personal office of a Member
of the House of Representatives; (2) a committee of the House of Representatives
or a joint committee of the House of Representatives and the Senate; or (3) any
other office headed by a person with the final authority to appoint, hire,
discharge, and set the terms, conditions, or privileges of the employment of an
employee of the House of Representatives or the Senate.
S Regs: (n) Employing office means: (1) the personal office of a
Senator; (2) a committee of the Senate or a joint committee of the House of
Representatives and the Senate; or (3) any other office headed by a person with
the final authority to appoint, or be directed by a Member of Congress to
appoint, hire, discharge, and set the terms, conditions, or privileges of the
employment of an employee of the House of Representatives or the Senate.
C Reg: (n) Employing office means: the Capitol Guide Board, the Capitol
Police Board, the Congressional Budget Office, the Office of the Architect of
the Capitol, the Office of the Attending Physician, and the Office of
Compliance.
(o) Office means the Office of Compliance.
(p) Preference eligible means veterans, spouses, widows, widowers or mothers
who meet the definition of ``preference eligible'' in 5 U.S.C. Sec. 2108(3)(A)-
(G).
(q) Qualified applicant means an applicant for a covered position whom an
employing office deems to satisfy the requisite minimum job-related requirements
of the position. Where the employing office uses an entrance examination or
evaluation for a covered position that is numerically scored, the term
``qualified applicant'' shall mean that the applicant has received a passing
score on the examination or evaluation.
(r) Separated under honorable conditions means either an honorable or a
general discharge from the armed forces. The Department of Defense is
responsible for administering and defining military discharges.
(s) Uniformed services means the armed forces, the commissioned corps of the
Public Health Service, and the commissioned corps of the National Oceanic and
Atmospheric Administration.
(t) VEOA means the Veterans Employment Opportunities Act of 1998 (Pub. L.
105-339, 112 Stat. 3182).
(u) Veterans means persons as defined in 5 U.S.C. Sec. 2108(1), or any
superseding legislation.
SEC. 1.103. ADOPTION OF REGULATIONS.
(a) Adoption of regulations. Section 4(c)(4)(A) of the VEOA generally
authorizes the Board to issue regulations to implement section 4(c). In
addition, section 4(c)(4)(B) of the VEOA directs the Board to promulgate
regulations that are ``the same as the most relevant substantive regulations
(applicable with respect to the Executive branch) promulgated to implement the
statutory provisions referred to in paragraph (2)'' of section 4(c) of the VEOA.
Those statutory provisions are section 2108, sections 3309 through 3312, and
subchapter I of chapter 35, of title 5, United States Code. The regulations
issued by the Board herein are on all matters for which section 4(c)(4)(B) of
the VEOA requires a regulation to be issued. Specifically, it is the Board's
considered judgment based on the information available to it at the time of
promulgation of these regulations, that, with the exception of the regulations
adopted and set forth herein, there are no other ``substantive regulations
(applicable with respect to the Executive branch) promulgated to implement the
statutory provisions referred to in paragraph (2)'' of section 4(c) of the VEOA
that need be adopted.
(b) Modification of substantive regulations. As a qualification to the
statutory obligation to issue regulations that are ``the same as the most
substantive regulations (applicable with respect to the Executive branch)'',
section 4(c)(4)(B) of the VEOA authorizes the Board to ``determine, for good
cause shown and stated together with the regulation, that a modification of such
regulations would be more effective for the implementation of the rights and
protections under'' section 4(c) of the VEOA.
(c) Rationale for Departure from the Most Relevant Executive Branch
Regulations. The Board concludes that it must promulgate regulations
accommodating the human resource systems existing in the Legislative branch; and
that such regulations must take into account the fact that the Board does not
possess the statutory and Executive Order based government-wide policy making
authority underlying OPM's counterpart VEOA regulations governing the Executive
branch. OPM's regulations are designed for the competitive service (defined in 5
U.S.C. Sec. 2102(a)(2)), which does not exist in the employing offices subject
to this regulation. Therefore, to follow the OPM regulations would create
detailed and complex rules and procedures for a workforce that does not exist in
the Legislative branch, while providing no VEOA protections to the covered
Legislative branch employees. We have chosen to propose specially tailored
regulations, rather than simply to adopt those promulgated by OPM, so that we
may effectuate Congress' intent in extending the principles of the veterans'
preference laws to the Legislative branch through the VEOA.
SEC. 1.104. COORDINATION WITH SECTION 225 OF THE CONGRESSIONAL ACCOUNTABILITY
ACT.
Statutory directive. Section 4(c)(4)(C) of the VEOA requires that
promulgated regulations must be consistent with section 225 of the CAA. Among
the relevant provisions of section 225 are subsection (f)(1), which prescribes
as a rule of construction that definitions and exemptions in the laws made
applicable by the CAA shall apply under the CAA, and subsection (f)(3), which
states that the CAA shall not be considered to authorize enforcement of the CAA
by the Executive branch.
Subpart B--Veterans' Preference--General Provisions
Sec.
1.105 Responsibility for administration of veterans'
preference.
1.106 Procedures for bringing claims under the VEOA.
SEC. 1.105. RESPONSIBILITY FOR ADMINISTRATION OF VETERANS' PREFERENCE.
Subject to section 1.106, employing offices with covered employees or
covered positions are responsible for making all veterans' preference
determinations, consistent with the VEOA.
SEC. 1.106. PROCEDURES FOR BRINGING CLAIMS UNDER THE VEOA.
Applicants for appointment to a covered position and covered employees
may contest adverse veterans' preference determinations, including any
determination that a preference eligible applicant is not a qualified applicant,
pursuant to sections 401-416 of the CAA, 2 U.S.C. Sec. Sec. 1401-1416, and
provisions of law referred to therein; 206a(3) of the CAA, 2 U.S.C.
Sec. Sec. 1401, 1316a(3); and the Office's Procedural Rules.
Subpart C--Veterans' Preference in Appointments
Sec.
1.107 Veterans' preference in appointments to restricted
covered positions.
1.108 Veterans' preference in appointments to non-restricted
covered positions.
1.109 Crediting experience in appointments to covered
positions.
1.110 Waiver of physical requirements in appointments to
covered positions.
SEC. 1.107. VETERANS' PREFERENCE IN APPOINTMENTS TO RESTRICTED POSITIONS.
In each appointment action for the positions of custodian, elevator
operator, guard, and messenger (as defined below and collectively referred to in
these regulations as restricted covered positions) employing offices shall
restrict competition to preference eligible applicants as long as qualified
preference eligible applicants are available. The provisions of sections 1.109
and 1.110 below shall apply to the appointment of a preference eligible
applicant to a restricted covered position. The provisions of section 1.108
shall apply to the appointment of a preference eligible applicant to a
restricted covered position, in the event that there is more than one preference
eligible applicant for the position.
Custodian--One whose primary duty is the performance of cleaning or
other ordinary routine maintenance duties in or about a government building or a
building under Federal control, park, monument, or other Federal reservation.
Elevator operator--One whose primary duty is the running of freight or
passenger elevators. The work includes opening and closing elevator gates and
doors, working elevator controls, loading and unloading the elevator, giving
information and directions to passengers such as on the location of
offices, and reporting problems in running the elevator.
Guard--One whose primary duty is the assignment to a station, beat, or
patrol area in a Federal building or a building under Federal control to prevent
illegal entry of persons or property; or required to stand watch at or to patrol
a Federal reservation, industrial area, or other area designated by Federal
authority, in order to protect life and property; make observations for
detection of fire, trespass, unauthorized removal of public property or hazards
to Federal personnel or property. The term guard does not include law
enforcement officer positions of the Capitol Police Board.
Messenger--One whose primary duty is the supervision or performance of
general messenger work (such as running errands, delivering messages, and
answering call bells).
SEC. 1.108. VETERANS' PREFERENCE IN APPOINTMENTS TO NON-RESTRICTED COVERED
POSITIONS.
(a) Where an employing office has duly adopted a policy requiring the
numerical scoring or rating of applicants for covered positions, the employing
office shall add points to the earned ratings of those preference eligible
applicants who receive passing scores in an entrance examination, in a manner
that is proportionately comparable to the points prescribed in 5 U.S.C.
Sec. 3309. For example, five preference points shall be granted to preference
eligible applicants in a 100-point system, one point shall be granted in a 20-
point system, and so on.
(b) In all other situations involving appointment to a covered position,
employing offices shall consider veterans' preference eligibility as an
affirmative factor in the employing office's determination of who will be
appointed from among qualified applicants.
SEC. 1.109. CREDITING EXPERIENCE IN APPOINTMENTS TO COVERED POSITIONS.
When considering applicants for covered positions in which experience is
an element of qualification, employing offices shall provide preference eligible
applicants with credit:
(a) for time spent in the military service (1) as an extension of time spent
in the position in which the applicant was employed immediately before his/her
entrance into the military service, or (2) on the basis of actual duties
performed in the military service, or (3) as a combination of both methods.
Employing offices shall credit time spent in the military service according to
the method that will be of most benefit to the preference eligible applicant;
and
(b) for all experience material to the position for which the applicant is
being considered, including experience gained in religious, civic, welfare,
service, and organizational activities, regardless of whether he/she received
pay therefor.
SEC. 1.110. WAIVER OF PHYSICAL REQUIREMENTS IN APPOINTMENTS TO COVERED
POSITIONS.
(a) Subject to (c) below, in determining qualifications of a preference
eligible for appointment, an employing office shall waive:
(1) with respect to a preference eligible applicant, requirements as
to age, height, and weight, unless the requirement is essential to the
performance of the duties of the position; and
(2) with respect to a preference eligible applicant to whom it has
made a conditional offer of employment, physical requirements if, in the
opinion of the employing office, on the basis of evidence before it,
including any recommendation of an accredited physician submitted by the
preference eligible applicant, the preference eligible applicant is
physically able to perform efficiently the duties of the position;
(b) Subject to (c) below, if an employing office determines, on the basis of
evidence before it, including any recommendation of an accredited physician
submitted by the preference eligible applicant, that an applicant to whom it has
made a conditional offer of employment is preference eligible as a disabled
veteran as described in 5 U.S.C. Sec. 2108(3)(c) and who has a compensable
service-connected disability of 30 percent or more is not able to fulfill the
physical requirements of the covered position, the employing office shall notify
the preference eligible applicant of the reasons for the determination and of
the right to respond and to submit additional information to the employing
office, within 15 days of the date of the notification. The director of the
employing office may, by providing written notice to the preference eligible
applicant, shorten the period for submitting a response with respect to an
appointment to a particular covered position, if necessary because of a need to
fill the covered position immediately. Should the preference eligible applicant
make a timely response, the highest ranking individual or group of individuals
with authority to make employment decisions on behalf of the employing office
shall render a final determination of the physical ability of the preference
eligible applicant to perform the duties of the position, taking into account
the response and any additional information provided by the preference eligible
applicant. When the employing office has completed its review of the proposed
disqualification on the basis of physical disability, it shall send its findings
to the preference eligible applicant.
(c) Nothing in this section shall relieve an employing office of any
obligations it may have pursuant to the Americans with Disabilities Act (42
U.S.C. Sec. 12101 et seq.) as applied by section 102(a)(3) of the Act, 2 U.S.C.
Sec. 1302(a)(3).
Subpart D--Veterans' preference in reductions in force
Sec.
1.111. Definitions applicable in reductions in force.
1.112. Application of preference in reductions in force.
1.113. Crediting experience in reductions in force.
1.114. Waiver of physical requirements in reductions in force.
1.115. Transfer of functions.
SEC. 1.111. DEFINITIONS APPLICABLE IN REDUCTIONS IN FORCE.
(a) Competing covered employees are the covered employees within a
particular position or job classification, at or within a particular competitive
area, as those terms are defined below.
(b) Competitive area is that portion of the employing office's
organizational structure, as determined by the employing office, in which
covered employees compete for retention. A competitive area must be defined
solely in terms of the employing office's organizational unit(s) and
geographical location, and it must include all employees within the competitive
area so defined. A competitive area may consist of all or part of an employing
office. The minimum competitive area is a department or subdivision of the
employing office within the local commuting area.
(c) Position classifications or job classifications are determined by the
employing office, and shall refer to all covered positions within a competitive
area that are in the same grade, occupational level or classification, and which
are similar enough in duties, qualification requirements, pay schedules, tenure
(type of appointment) and working conditions so that an employing office may
reassign the incumbent of one position to any of the other positions in the
position classification without undue interruption.
(d) Preference Eligibles. For the purpose of applying veterans' preference
in reductions in force, except with respect to the application of section 1.114
of these regulations regarding the waiver of physical requirements, the
following shall apply:
(1) ``active service'' has the meaning given it by section 101 of
title 37;
(2) ``a retired member of a uniformed service'' means a member or
former member of a uniformed service who is entitled, under statute, to
retired, retirement, or retainer pay on account of his/her service as
such a member; and
(3) a preference eligible covered employee who is a retired member
of a uniformed service is considered a preference eligible only if
(A) his/her retirement was based on disability--
(i) resulting from injury or disease received in
line of duty as a direct result of armed conflict; or
(ii) caused by an instrumentality of war and
incurred in the line of duty during a period of war as
defined by sections 101 and 1101 of title 38;
(B) his/her service does not include twenty or more years of
full-time active service, regardless of when performed but not
including periods of active duty for training; or
(C) on November 30, 1964, he/she was employed in a position
to which this subchapter applies and thereafter he/she continued
to be so employed without a break in service of more than 30
days.
The definition of ``preference eligible'' as set forth in 5 U.S.C
Sec. 2108 and section 1.102(o) of these regulations shall apply to waivers of
physical requirements in determining an employee's qualifications for retention
under section 1.114 of these regulations.
H&S Regs: (e) Reduction in force is any termination of a covered
employee's employment or the reduction in pay and/or position grade of a covered
employee for more than 30 days and that may be required for budgetary or
workload reasons, changes resulting from reorganization, or the need to make
room for an employee with reemployment or restoration rights. The term
``reduction in force'' does not encompass a termination or other personnel
action: (1) predicated upon performance, conduct or other grounds attributable
to an employee, or (2) involving an employee who is employed by the employing
office on a temporary basis, or (3) attributable to a change in party leadership
or majority party status within the House of Congress where the employee is
employed.
C Reg: (e) Reduction in force is any termination of a covered
employee's employment or the reduction in pay and/or position grade of a covered
employee for more than 30 days and that may be required for budgetary or
workload reasons, changes resulting from reorganization, or the need to make
room for an employee with reemployment or restoration rights. The term
``reduction in force'' does not encompass a termination or other personnel
action: (1) predicated upon performance, conduct or other grounds attributable
to an employee, or (2) involving an employee who is employed by the employing
office on a temporary basis.
(f) Undue interruption is a degree of interruption that would prevent the
completion of required work by a covered employee 90 days after the employee has
been placed in a different position under this part. The 90-day standard should
be considered within the allowable limits of time and quality, taking into
account the pressures of priorities, deadlines, and other demands. However, work
generally would not be considered to be unduly interrupted if a covered employee
needs more than 90 days after the reduction in force to perform the optimum
quality or quantity of work. The 90-day standard may be extended if placement is
made under this part to a program accorded low priority by the
employing office, or to a vacant position.
SEC. 1.112. APPLICATION OF PREFERENCE IN REDUCTIONS IN FORCE.
Prior to carrying out a reduction in force that will affect covered
employees, employing offices shall determine which, if any, covered employees
within a particular group of competing covered employees are entitled to
veterans' preference eligibility status in accordance with these regulations. In
determining which covered employees will be retained, employing offices will
treat veterans' preference as the controlling factor in retention decisions
among such competing covered employees, regardless of length of service or
performance, provided that the preference eligible employee's performance has
not been determined to be unacceptable. Provided, a preference eligible employee
who is a ``disabled veteran'' under section 1.102(h) above who has a compensable
service-connected disability of 30 percent or more and whose performance has not
been determined to be unacceptable by an employing office is entitled to be
retained in preference to other preference eligible employees. Provided, this
section does not relieve an employing office of any greater obligation it may be
subject to pursuant to the Worker Adjustment and Retraining Notification Act (29
U.S.C. Sec. 2101 et seq.) as applied by section 102(a)(9) of the CAA, 2 U.S.C.
Sec. 1302(a)(9).
SEC. 1.113. CREDITING EXPERIENCE IN REDUCTIONS IN FORCE.
In computing length of service in connection with a reduction in force,
the employing office shall provide credit to preference eligible covered
employees as follows:
(a) a preference eligible covered employee who is not a retired member of a
uniformed service is entitled to credit for the total length of time in active
service in the armed forces;
(b) a preference eligible covered employee who is a retired member of a
uniformed service is entitled to credit for:
(1) the length of time in active service in the armed forces during
a war, or in a campaign or expedition for which a campaign badge has
been authorized; or
(2) the total length of time in active service in the armed forces
if he is included under 5 U.S.C. Sec. 3501(a)(3)(A), (B), or (C); and
(c) a preference eligible covered employee is entitled to credit for:
(1) service rendered as an employee of a county committee
established pursuant to section 8(b) of the Soil Conservation and
Allotment Act or of a committee or association of producers described in
section 10(b) of the Agricultural Adjustment Act; and
(2) service rendered as an employee described in 5 U.S.C.
Sec. 2105(c) if such employee moves or has moved, on or after January 1,
1966, without a break in service of more than 3 days, from a position in
a nonappropriated fund instrumentality of the Department of Defense or
the Coast Guard to a position in the Department of Defense or the Coast
Guard, respectively, that is not described in 5 U.S.C. Sec. 2105(c).
SEC. 1.114. WAIVER OF PHYSICAL REQUIREMENTS IN REDUCTIONS IN FORCE.
(a) If an employing office determines, on the basis of evidence before it,
that a covered employee is preference eligible, the employing office shall
waive, in determining the covered employee's retention status in a reduction in
force:
(1) requirements as to age, height, and weight, unless the
requirement is essential to the performance of the duties of the
position; and
(2) physical requirements if, in the opinion of the employing
office, on the basis of evidence before it, including any recommendation
of an accredited physician submitted by the employee, the preference
eligible covered employee is physically able to perform efficiently the
duties of the position.
(b) If an employing office determines that a covered employee who is a
preference eligible as a disabled veteran as described in 5 U.S.C.
Sec. 2108(3)(c) and has a compensable service-connected disability of 30 percent
or more is not able to fulfill the physical requirements of the covered
position, the employing office shall notify the preference eligible covered
employee of the reasons for the determination and of the right to respond and to
submit additional information to the employing office within 15 days of the date
of the notification. Should the preference eligible covered employee make a
timely response, the highest ranking individual or group of individuals with
authority to make employment decisions on behalf of the employing office, shall
render a final determination of the physical ability of the preference eligible
covered employee to perform the duties of the covered position, taking into
account the evidence before it, including the response and any additional
information provided by the preference eligible. When the employing office has
completed its review of the proposed disqualification on the basis of physical
disability, it shall send its findings to the preference eligible covered
employee.
(c) Nothing in this section shall relieve an employing office of any
obligation it may have pursuant to the Americans with Disabilities Act (42
U.S.C. Sec. 12101 et seq.) as applied by section 102(a)(3) of the CAA, 2 U.S.C.
Sec. 1302(a)(3).
SEC. 1.115. TRANSFER OF FUNCTIONS.
(a) When a function is transferred from one employing office to another
employing office, each covered employee in the affected position classifications
or job classifications in the function that is to be transferred shall be
transferred to the receiving employing office for employment in a covered
position for which he/she is qualified before the receiving employing office may
make an appointment from another source to that position.
(b) When one employing office is replaced by another employing office, each
covered employee in the affected position classifications or job classifications
in the employing office to be replaced shall be transferred to the replacing
employing office for employment in a covered position for which he/she is
qualified before the replacing employing office may make an appointment from
another source to that position.
Subpart E--Adoption of Veterans' preference policies,
recordkeeping & informational requirements.
Sec.
1.116. Adoption of veterans' preference policy.
1.117. Preservation of records made or kept.
1.118. Dissemination of veterans' preference policies to
applicants for covered positions.
1.119. Information regarding veterans' preference
determinations in appointments.
1.120. Dissemination of veterans' preference policies to
covered employees.
1.121. Written notice prior to a reduction in force.
SEC. 1.116. ADOPTION OF VETERANS' PREFERENCE POLICY.
No later than 120 calendar days following Congressional approval of this
regulation, each employing office that employs one or more covered employees or
that seeks applicants for a covered position shall adopt its written policy
specifying how it has integrated the veterans' preference requirements of the
Veterans Employment Opportunities Act of 1998 and these regulations into its
employment and retention processes. Upon timely request and the demonstration of
good cause, the Executive Director, in his/her discretion, may grant such an
employing office additional time for preparing its policy. Each such employing
office will make its policies available to applicants for appointment to a
covered position and to covered employees in accordance with these regulations.
The act of adopting a veterans' preference policy shall not relieve any
employing office of any other responsibility or requirement of the Veterans
Employment Opportunity Act of 1998 or these regulations. An employing office may
amend or replace its veterans' preference policies as it deems necessary or
appropriate, so long as the resulting policies are consistent with the VEOA and
these regulations.
SEC. 1.117. PRESERVATION OF RECORDS MADE OR KEPT.
An employing office that employs one or more covered employees or that
seeks applicants for a covered position shall maintain any records relating to
the application of its veterans' preference policy to applicants for covered
positions and to workforce adjustment decisions affecting covered employees for
a period of at least one year from the date of the making of the record or the
date of the personnel action involved or, if later, one year from the date on
which the applicant or covered employee is notified of the personnel action.
Where a claim has been brought under section 401 of the CAA against an employing
office under the VEOA, the respondent employing office shall preserve all
personnel records relevant to the claim until final disposition of the claim.
The term ``personnel records relevant to the claim'', for example, would include
records relating to the veterans' preference determination regarding the person
bringing the claim and records relating to any veterans' preference
determinations regarding other applicants for the covered position the person
sought, or records relating to the veterans' preference determinations regarding
other covered employees in the person's position or job classification. The date
of final disposition of the charge or the action means the latest of the date of
expiration of the statutory period within which the aggrieved person may file a
complaint with the Office or in a U.S. District Court or, where an action is
brought against an employing office by the aggrieved person, the date on which
such litigation is terminated.
SEC. 1.118. DISSEMINATION OF VETERANS' PREFERENCE POLICIES TO APPLICANTS FOR
COVERED POSITIONS.
(a) An employing office shall state in any announcements and advertisements
it makes concerning vacancies in covered positions that the staffing action is
governed by the VEOA.
(b) An employing office shall invite applicants for a covered position to
identify themselves as veterans' preference eligible applicants, provided that
in doing so:
(1) the employing office shall state clearly on any written
application or questionnaire used for this purpose or make clear orally,
if a written application or questionnaire is not used, that the
requested information is intended for use solely in connection with the
employing office's obligations and efforts to provide veterans'
preference to preference eligible applicants in accordance with the
VEOA;
(2) the employing office shall state clearly that disabled veteran
status is requested on a voluntary basis, that it will be kept
confidential in accordance with the Americans with Disabilities Act (42
U.S.C. Sec. 12101 et seq.) as applied by section 102(a)(3) of the CAA, 2
U.S.C. Sec. 1302(a)(3), that refusal to provide it will not subject the
individual to any adverse treatment except the possibility of an adverse
determination regarding the individual's status as a preference eligible
applicant as a disabled veteran under the VEOA, and that any information
obtained in accordance with this section concerning the medical
condition or history of an individual will be collected, maintained and
used only in accordance with the Americans with Disabilities Act (42
U.S.C. Sec. 12101 et seq.) as applied by section 102(a)(3) of the CAA, 2
U.S.C. Sec. 1302(a)(3); and
(3) the employing office shall state clearly that applicants may
request information about the employing office's veterans' preference
policies as they relate to appointments to covered positions, and shall
describe the employing office's procedures for making such requests.
(c) Upon written request by an applicant for a covered position, an
employing office shall provide the following information in writing:
(1) the VEOA definition of veterans' ``preference eligible'' as set
forth in 5 U.S.C. Sec. 2108 or any superseding legislation, providing
the actual, current definition in a manner designed to be understood by
applicants, along with the statutory citation;
(2) the employing office's veterans' preference policy or a summary
description of the employing office's veterans' preference policy as it
relates to appointments to covered positions, including any procedures
the employing office shall use to identify preference eligible
employees; and
(3) the employing office may provide other information to applicants
regarding its veterans' preference policies and practices, but is not
required to do so by these regulations.
(d) Employing offices are also expected to answer questions from applicants
for covered positions that are relevant and non-confidential concerning the
employing office's veterans' preference policies and practices.
SEC. 1.119. INFORMATION REGARDING VETERANS' PREFERENCE DETERMINATIONS IN
APPOINTMENTS.
Upon written request by an applicant for a covered position, the
employing office shall promptly provide a written explanation of the manner in
which veterans' preference was applied in the employing office's appointment
decision regarding that applicant. Such explanation shall include at a minimum:
(a) the employing office's veterans' preference policy or a summary
description of the employing office's veterans' preference policy as it relates
to appointments to covered positions; and
(b) a statement as to whether the applicant is preference eligible and, if
not, a brief statement of the reasons for the employing office's determination
that the applicant is not preference eligible.
SEC. 1.120. DISSEMINATION OF VETERANS' PREFERENCE POLICIES TO COVERED EMPLOYEES.
(a) If an employing office that employs one or more covered employees
provides any written guidance to such employees concerning employee rights
generally or reductions in force more specifically, such as in a written
employee policy, manual or handbook, such guidance must include information
concerning veterans' preference under the VEOA, as set forth in subsection (b)
of this regulation.
(b) Written guidances described in subsection (a) above shall include, at a
minimum:
(1) the VEOA definition of veterans' ``preference eligible'' as set
forth in 5 U.S.C. Sec. 2108 or any superseding legislation, providing
the actual, current definition along with the statutory citation;
(2) the employing office's veterans' preference policy or a summary
description of the employing office's veterans' preference policy as it
relates to reductions in force, including the procedures the employing
office shall take to identify preference eligible employees; and
(3) the employing office may provide other information in its
guidances regarding its veterans' preference policies and practices, but
is not required to do so by these regulations.
(c) Employing offices are also expected to answer questions from covered
employees that are relevant and non-confidential concerning the employing
office's veterans' preference policies and practices.
SEC. 1.121. WRITTEN NOTICE PRIOR TO A REDUCTION IN FORCE.
(a) Except as provided under subsection (c), a covered employee may not be
released due to a reduction in force, unless the covered employee and the
covered employee's exclusive representative for collective-bargaining purposes
(if any) are given written notice, in conformance with the requirements of
paragraph (b), at least 60 days before the covered employee is so released.
(b) Any notice under paragraph (a) shall include--
(1) the personnel action to be taken with respect to the covered
employee involved;
(2) the effective date of the action;
(3) a description of the procedures applicable in identifying
employees for release;
(4) the covered employee's competitive area;
(5) the covered employee's eligibility for veterans' preference in
retention and how that preference eligibility was determined;
(6) the retention status and preference eligibility of the other
employees in the affected position classifications or job
classifications within the covered employee's competitive area, by
providing:
(A) a list of all covered employee(s) in the covered
employee's position classification or job classification and
competitive area who will be retained by the employing office,
identifying those employees by job title only and stating
whether each such employee is preference eligible; and
(B) a list of all covered employee(s) in the covered
employee's position classification or job classification and
competitive area who will not be retained by the employing
office, identifying those employees by job title only and
stating whether each such employee is preference eligible; and
(7) a description of any appeal or other rights which may be
available.
(c) The director of the employing office may, in writing, shorten the period
of advance notice required under subsection (a), with respect to a particular
reduction in force, if necessary because of circumstances not reasonably
foreseeable.
(d) No notice period may be shortened to less than 30 days under this
subsection.
Attest:
Clerk.