I
113th CONGRESS
2d Session
H. R. 5548
IN THE HOUSE OF REPRESENTATIVES
September 18, 2014
Mr. Cartwright introduced the following bill; which was referred to the Committee on Energy and Commerce, and in addition to the Committee on Science, Space, and Technology, for a period to be subsequently determined by the Speaker, in each case for consideration of such provisions as fall within the jurisdiction of the committee concerned
A BILL
To provide for the establishment of clean technology consortia to enhance the economic, environmental, and energy security of the United States by promoting domestic development, manufacture, and deployment of clean technologies, and for other purposes.
Short title
This Act may be cited as the Consortia-Led Energy and Advanced Manufacturing Networks Act
.
Definitions
In this Act:
Clean technology
The term clean technology means a technology, production process, or methodology that—
produces energy from solar, wind, geothermal, biomass, tidal, wave, ocean, or another renewable energy source (as defined in section 609 of the Public Utility Regulatory Policies Act of 1978 (7 U.S.C. 918c));
more efficiently transmits, distributes, or stores energy;
enhances energy efficiency for buildings and industry, including combined heat and power;
enables the development of a Smart Grid (as described in section 1301 of the Energy Independence and Security Act of 2007 (42 U.S.C. 17381)), including integration of renewable energy sources and distributed generation, demand response, demand side management, and systems analysis;
produces an advanced or sustainable material with energy or energy efficiency applications;
improves energy efficiency for transportation, including electric vehicles;
enhances water security through improved water management, conservation, distribution, or end use applications; or
addresses challenges in advanced manufacturing and supply chain integration related to a technology, production process, or methodology described in subparagraphs (A) through (G).
Advanced manufacturing
The term advanced manufacturing—
means a family of activities that—
depend on the use and coordination of information, automation, computation, software, sensing, and networking; or
make use of cutting edge materials and emerging capabilities enabled by the physical or biological sciences, including nanotechnology, chemistry, and biology; and
includes both new ways to manufacture existing products and the manufacture of new products emerging from new advanced technologies.
Cluster
The term cluster means a network of entities directly involved in the research, development, finance, and commercial application of clean technologies and advanced manufacturing whose geographic proximity facilitates the use and sharing of skilled human resources, infrastructure, research facilities, educational and training institutions, venture capital, and input suppliers.
Consortium
The term consortium means a clean technology consortium established in accordance with this Act.
Project
The term project means an activity with respect to which a consortium provides support under this Act.
Qualifying entity
The term qualifying entity means—
a research university;
a Federal or State institution with a focus on developing clean technologies or clusters; or
a nongovernmental organization with expertise in translational research, clean technology, or cluster development.
Secretary
The term Secretary means the Secretary of Commerce.
Translational research
The term translational research means the coordination of basic or applied research with technical applications to enable promising discoveries or inventions to achieve commercial application.
Establishment of clean technology consortia program
In general
The Secretary shall establish and carry out a program to establish clean technology consortia to enhance the economic, environmental, and energy security of the United States by promoting domestic development, manufacture, and deployment of clean, state-of-the-art technologies.
Program
The Secretary shall carry out the program established under subsection (a) by leveraging the expertise and resources of private research communities, institutions of higher education, industry, venture capital, National Laboratories (as defined in section 2 of the Energy Policy Act of 2005 (42 U.S.C. 15801)), and other participants in technology innovation—
to support collaborative, cross-disciplinary research and development in clean technologies and advanced manufacturing; and
to develop and accelerate the commercial application of innovative clean technologies.
Role of the Secretary
The Secretary shall—
carry out and oversee all aspects of the program established under subsection (a);
select recipients of grants for the establishment and operation of consortia through a competitive selection process; and
coordinate the innovation activities of consortia with activities carried out by the Secretary of Energy, the Secretary of Defense, other Federal agency heads, industry, and institutions of higher education, including by annually—
issuing guidance regarding national clean technology development priorities and strategic objectives; and
convening a conference relating to clean technology, which shall bring together representatives of Federal agencies, industry, institutions of higher education, and other entities to share research and commercialization results, program plans, and opportunities for collaboration.
Role of consortia
The consortia shall—
promote new innovative clean technologies that have demonstrated interest and potential for commercialization;
expand advanced manufacturing capabilities, networks, supply chains, and assets, in the area of clean technologies, that contribute to regional and national manufacturing competitiveness and potential for growth;
promote job creation and entrepreneurship through the establishment of new companies, the expansion of existing companies, and commercialization of clean technologies;
provide technical or financial assistance to companies looking to invest in clean technologies, new products or services, or enhanced processes that will grow sales and jobs;
determine opportunities and challenges that companies are facing and how to improve their use or production of clean technologies;
equip individual small- and medium-sized enterprises with the capacity and agility to change through the adoption and utilization of new clean technologies and related business practices;
accelerate investment in and deployment of clean technologies through public-private partnerships;
encourage partnering between and among emerging and established clean technology and advanced manufacturing enterprises; and
demonstrate a comprehensive and successful model for commercialization of clean technologies for promotion and emulation.
Applications
In general
To receive a grant under this Act, a consortium shall submit to the Secretary an application in such manner, at such time, and containing such information as the Secretary determines to be necessary.
Eligibility
A consortium shall be eligible to receive a grant under this Act if—
the consortium consists of—
1 or more research universities that can demonstrate a significant annual clean technology research budget, entrepreneurial support programs, and technology licensing expertise; and
a total of 5 or more qualifying entities that can demonstrate expertise in translational research, clean technology, and cluster development;
the members of the consortium have established a binding agreement that documents—
the structure of the partnership agreement;
a governance and management structure that enables cost-effective implementation of the program;
a conflicts-of-interest policy, including procedures, consistent with those of the Department of Commerce, to ensure that employees and designees for consortium activities who are in decisionmaking capacities disclose all material conflicts of interest, including financial, organizational, and personal conflicts of interest;
an accounting structure that meets the requirements of the Secretary and that may be audited under this Act; and
the existence of an external advisory committee;
the consortium receives funding from non-Federal sources, such as a State and participants of the consortium, that may be used to support projects;
the consortium is part of an existing cluster or demonstrates high potential to develop a new cluster; and
the consortium operates as a nonprofit organization or as a public-private partnership under an operating agreement led by a nonprofit organization.
Disqualification
The Secretary may disqualify an application from a consortium under this Act if the Secretary determines that the conflicts-of-interest policy of the consortium is inadequate.
External advisory committees
In general
To be eligible to receive a grant under this Act, a consortium shall establish an external advisory committee, the members of which shall have extensive and relevant scientific, technical, industry, financial, or research management expertise.
Duties
An external advisory committee shall—
review the proposed plans, programs, project selection criteria, and projects of the consortium; and
ensure that projects selected by the consortium meet the applicable conflicts-of-interest policy of the consortium.
Members
An external advisory committee shall consist of—
representatives of the members of the consortium; and
such representatives of industry, including entrepreneurs and venture capitalists, as the members of the consortium determine to be necessary.
Secretary as member
The Secretary shall join the external advisory committee of a consortium that receives a grant under this Act.
Grants
In general
The Secretary shall award grants, on a competitive basis, to 6 or more consortia.
Terms
In general
The initial term of a grant awarded under this Act shall not exceed 5 years.
Extension
The Secretary may extend the term of a grant awarded under this Act for a period of not more than 5 additional years.
Amounts
In general
A grant awarded to a consortium under this Act shall not exceed the lesser of—
$30,000,000 per fiscal year; or
the collective contributions of non-Federal entities to the consortium, as described under section 4(b)(3).
Flexibility
In determining the amount of a grant under this section, the Secretary shall consider—
the translational research capacity of the consortium;
the financial, human, and facility resources of the qualifying entities; and
the cluster of which the consortium is a part.
Increases in amounts
Subject to paragraph (1), a consortium may request an increase in the amount of a grant awarded under this Act at the time the consortium requests an extension of an initial grant.
Use of amounts
In general
Subject to paragraph (3), a consortium awarded a grant under this Act shall use the amounts to support translational research, technology development, manufacturing innovation, and commercialization activities relating to clean technology.
Project selection
As a condition of receiving a grant under this Act, a consortium shall—
develop and make available to the public on the Web site of the Department of Commerce proposed plans, programs, project selection criteria, and terms for individual project awards;
establish policies—
to prevent resources provided to the consortium from being used to displace private sector investment otherwise likely to occur, including investment from private sector entities that are members of the consortium;
to facilitate the participation of private entities that invest in clean technologies to perform due diligence on award proposals, to participate in the award review process, and to provide guidance to projects supported by the consortium; and
to facilitate the participation of parties with a demonstrated history of commercial application of clean technologies in the development of consortium projects;
oversee project solicitations, review proposed projects, and select projects for awards; and
monitor project implementation.
Limitations
Administrative expenses
A consortium may use not more than 10 percent of the amounts awarded to the consortium for administrative expenses.
Prohibition on use
A consortium may not use any amounts awarded to the consortium under this Act to construct a new building or facility.
Audits
In general
A consortium that receives a grant under this Act shall carry out, in accordance with such requirements as the Secretary may prescribe, an annual audit to determine whether the grant has been used in accordance with this Act.
Report
The consortium shall submit a copy of each audit under paragraph (1) to the Secretary and the Comptroller General of the United States.
GAO review
As a condition of receiving a grant under this Act, a consortium shall allow the Comptroller General of the United States, on the request of the Comptroller General, full access to the books, records, and personnel of consortium.
Reports to Congress
The Secretary shall submit to Congress annually a report that includes—
a copy of each audit carried out under paragraph (1); and
any recommendations of the Secretary relating to the clean technology consortia program.
Revocation of awards
The Secretary shall have the authority—
to review grants awarded under this Act; and
to revoke a grant awarded under this Act if the Secretary determines that a consortium has used the grant in a manner that is not consistent with this Act.
Authorization of appropriations
There is authorized to be appropriated to the Secretary to carry out this section $100,000,000.