S. 1473Senate117th Congress (2021-2023)In Committee

SAFEGUARD Act of 2021

Introduced April 29, 2021

AI-Generated Summary

Updated February 8, 2026 at 2:26 AM UTC

The SAFEGUARD Act of 2021 strengthens human‑rights safeguards in U.S. arms exports. It bars sales to countries committing genocide or war crimes, adds human‑rights vetting to export decisions, and expands congressional oversight of such sales. The bill affects the State Department, the President, the Department of Defense, and any foreign governments receiving U.S. defense articles or services.

Key Provisions

  • Prohibits sale, export, or transfer of defense articles to any country where the Secretary of State has credible information of genocide or violations of international humanitarian law, unless the Secretary certifies punishment, reforms, and compensation for victims.
  • Requires presidential agreements that recipients will not use U.S. arms for human‑rights abuses and gives the U.S. right to reclaim items if misused; adds unit‑level vetting and lists ineligible units.
  • Mandates the Secretary of State consider a foreign government’s human‑rights record and support for democratic institutions, with input from the State Department’s Bureau of Democracy, Human Rights, and Labor, in all arms‑export decisions.
  • Triggers mandatory congressional review and possible disapproval of any arms sale or license to a country experiencing a coup, military‑run government, or security forces implicated in serious human‑rights violations, for up to two years, with biannual reporting.
  • Amends the Arms Export Control Act to require a human‑rights risk assessment in auxiliary reports and to require end‑use monitoring for specified weapons systems (rockets, missiles, combat vehicles, aircraft, UAVs, etc.) beginning 180 days after enactment.
  • Updates foreign assistance restrictions to ensure no assistance, including defense articles or services, to security forces involved in gross human‑rights violations.
  • Requires the State Department Inspector General to submit annual reports on implementation of the human‑rights considerations for the first four years.

Legislative Activity

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SenateIntro Referral Latest Action

Read twice and referred to the Committee on Foreign Relations.

April 29, 2021

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SenateIntro Referral

Introduced in Senate

April 29, 2021

SenateIntro Referral

Read twice and referred to the Committee on Foreign Relations.

April 29, 2021

Floor Debate

4 members

What members said about S. 1473 on the floor

3 Republicans1 Democrat
Rand Paul
Sen. Rand PaulR-KY · Mar 10, 2022

Mr. President, I move to discharge the Committee on Foreign Relations from further consideration of S.J. Res. 35, a joint resolution providing for congressional disapproval of the proposed foreign…

Robert Menendez
Sen. Robert MenendezD-NJ · Mar 10, 2022

Mr. President, I rise in opposition to the motion to discharge S.J. Res. 35. I am a little perplexed by the Parliamentarian's decision that this can move forward because there is a statutory…

James E. Risch
Sen. James E. RischR-ID · Mar 10, 2022

Mr. President, tonight we are going to consider S.J. Res. 35 and 36, and they are the resolutions of disapproval regarding arms sales to Egypt. Egypt has been a key partner of the United States since…

John Thune
Sen. John ThuneR-SD · Mar 10, 2022

The following Senator is necessarily absent: the Senator from Oklahoma (Mr. Inhofe).

Bill Text

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Introduced in SenateIssued April 29, 2021

II

117th CONGRESS

1st Session

S. 1473

IN THE SENATE OF THE UNITED STATES

April 29, 2021

Mr. Menendez (for himself, Mr. Leahy, Mr. Kaine, Mr. Coons, Mrs. Feinstein, Mrs. Murray, and Mr. Schatz) introduced the following bill; which was read twice and referred to the Committee on Foreign Relations

A BILL

To enhance the consideration of human rights in arms exports.

1.

Short title

This Act may be cited as the Safeguarding Human Rights in Arms Exports Act of 2021 or the SAFEGUARD Act of 2021.

2.

Statement of policy on control of defense exports and protection of human rights

It is the policy of the United States that one of the purposes for controlling the export of defense articles and defense services to foreign countries is to prevent such exports from being used in violation of international humanitarian law or internationally recognized human rights, to require accountability for any such violations, and to ensure that the sale, export, or transfer of such articles and services serves to encourage governments of foreign countries to fully comply with international humanitarian law and observe internationally recognized human rights.

3.

Prohibition of arms sales to countries committing genocide or war crimes

(a)

In general

No sale, export, or transfer of defense articles or defense services may occur to any country if the Secretary of State has credible information that the government of such country has committed or is committing genocide or violations of international humanitarian law after the date of the enactment of this Act.

(b)

Exception

The restriction under subsection (a) shall not apply if the Secretary of State certifies to the appropriate congressional committees that—

(1)

the government has adequately punished the persons directly or indirectly responsible for such acts through a credible, transparent, and effective judicial process;

(2)

appropriate measures have been instituted to ensure that such acts will not recur; and

(3)

other appropriate compensation or appropriate compensatory measures have been or are being provided to the persons harmed by such acts.

4.

Misuse of arms sales for human rights abuses

(a)

In general

The President shall ensure that—

(1)

the sale, export, or transfer of any defense article or defense service to a foreign country or international organization shall be pursuant to an agreement that the government of such country or such international organization will not use such article or service in the commission, or to enable the commission, of a violation of international humanitarian law or internationally recognized human rights;

(2)

the United States Government has the legal right to require the return of any defense articles sold, exported, or transferred to a foreign country or international organization if the government of such country or such organization has used United States-origin defense articles in the commission, or has enabled the commission, of a violation of international humanitarian law or internationally recognized human rights; and

(3)

if defense articles are sold, exported, or transferred to a foreign country in a manner in which the intended end user has not been identified at the unit level for human rights vetting, the agreement for such sale, export, or transfer includes a list of units ineligible to receive such articles, consistent with applicable provisions of United States law.

(b)

Eligibility for defense services or articles

Section 3(a) of the Arms Export Control Act (22 U.S.C. 2753(a)) is amended—

(1)

in paragraph (1), by striking and promote world peace and inserting , promote world peace, and is unlikely to contribute to human rights abuses;

(2)

in paragraph (3), by striking ; and and inserting a semicolon;

(3)

by redesignating paragraph (4) as paragraph (5); and

(4)

by inserting after paragraph (3) the following new paragraph:

(4)

the country or international organization has agreed not to use such article or service in the commission, or to enable the commission, of a violation of international humanitarian law or internationally recognized human rights; and

.

(c)

Authorized purpose for military sales

Section 4 of the Arms Export Control Act (22 U.S.C. 2754) is amended—

(1)

by inserting legitimate before internal security; and

(2)

by inserting , provided that such defense articles and defense services will not present a significant risk of being used to violate international humanitarian law or internationally recognized human rights after such friendly countries.

5.

Consideration of human rights and democratization in arms exports

(a)

In general

In considering the sale, export, or transfer of defense articles and defense services to foreign countries, the Secretary of State shall—

(1)

also consider the extent to which the government of the foreign country protects human rights and supports democratic institutions, including an independent judiciary; and

(2)

ensure that the views and expertise of the Bureau of Democracy, Human Rights, and Labor of the Department of State in connection with any sale, export, or transfer are fully taken into account.

(b)

Inspector General oversight

Not later than one year after the date of the enactment of this Act, and annually thereafter for four years, the Inspector General of the Department of State shall submit to the appropriate congressional committees a report on the implementation of the requirement under subsection (a) during the preceding year.

6.

Enhancement of congressional oversight of human rights in arms exports

(a)

In general

Any letter of offer to sell, or any application for a license to export or transfer, defense articles or defense services controlled for export shall be subject to the congressional review and disapproval requirements, regardless of monetary value, of section 36 of the Arms Export Control Act (22 U.S.C. 2776) if the Secretary of State has credible information, with respect to a country to which the defense articles or defense services are proposed to be sold, exported, or transferred, that—

(1)

the government of such country on or after the date of enactment of this Act has been deposed by a coup d’etat or decree in which the military played a decisive role, and a democratically elected government has not taken office subsequent to the coup or decree; or

(2)

a unit of the security forces of the government of such country—

(A)

has violated international humanitarian law and has not been credibly investigated and subjected to a credible and transparent judicial process addressing such allegation; or

(B)

has committed a gross violation of human rights, and has not been credibly investigated and subjected to a credible and transparent judicial process addressing such allegation, including, inter alia—

(i)

torture or rape;

(ii)

ethnic cleansing of civilians;

(iii)

recruitment or use of child soldiers;

(iv)

unjust or wrongful detention;

(v)

the operation of, or effective control or direction over, secret detention facilities; or

(vi)

extrajudicial killings, whether by military, police, or other security forces.

(b)

Inclusion of information in human rights report

The Secretary of State shall also provide to the appropriate congressional committees the report described in section 502B(c) of the Foreign Assistance Act (22 U.S.C. 2304(c)) biannually for the period of time specified in subsection (c) of this section regarding any country covered under subsection (a).

(c)

Duration

(1)

In general

With respect to a letter of offer to sell or an application for a license to sell, export, or transfer described in subsection (a), the letter or application shall be subject to the requirements and procedures for congressional review and disapproval under section 36 of the Arms Export Control Act (22 U.S.C. 2776) for 2 years after the date on which the Secretary of State receives the information described in subsection (a).

(2)

Termination

(A)

In general

With respect to such a letter or application, the enhanced congressional oversight under subsections (a) and paragraph (1) of this subsection shall terminate on the date on which the Secretary of State determines and so informs the appropriate congressional committees that—

(i)

the credible information described in subsection (a)(2) is inaccurate; or

(ii)

the activity has ceased, and the government of the applicable country has taken appropriate steps to ensure that such activity does not recur, including appropriate punishment for the person or persons involved in such activity.

(B)

Information supporting determination

The Secretary of State shall submit to the appropriate congressional committees all information forming the basis for a determination under subparagraph (A). The determination shall, to the fullest extent possible, be unclassified, but may include a classified annex.

7.

Limitation on sales to security forces involved in gross violation of human rights

Section 620M(a) of the Foreign Assistance Act of 1961 (23 U.S.C. 2378d(a)) is amended by striking No assistance and all that follows through Arms Export Control Act and inserting No assistance, including the sale of defense articles or defense services, shall be furnished under this Act, the Arms Export Control Act, or any other provision of law controlling the export or transfer of such articles and services.

8.

End use monitoring of misuse of arms in human rights abuses

(a)

End use monitoring

Section 40A(a)(2)(B) of the Arms Export Control Act (22 U.S.C. 2785) is amended—

(1)

in clause (i), by striking ; and and inserting a semicolon;

(2)

in clause (ii), by striking the period at the end and inserting and;; and

(3)

by adding at the end the following new clause:

(iii)

such articles and services are not being used to violate international humanitarian law or internationally recognized human rights.

.

(b)

Report

The Secretary shall report to the appropriate congressional committees on the measures that will be taken, including any additional resources needed, to conduct an effective end-use monitoring program to fulfill the requirement of clause (iii) of section 40A(a)(2)(B) of the Arms Export Control Act, as added by subsection (a)(3).

9.

Human rights elements in auxiliary reports

Section 36(b)(1) of the Arms Export Control Act (22 U.S.C. 2776(b)(1)) is amended—

(1)

in subparagraph (O), by striking ; and and inserting a semicolon;

(2)

in subparagraph (P), by striking the period at the end and inserting ; and; and

(3)

by adding at the end the following new subparagraph:

(Q)

an assessment of the risk that such defense articles or defense services will be used in the commission of violations of international humanitarian law or internationally recognized human rights, and a description of any measures to be taken by the recipient government or by the United States to prevent and monitor any such use.

.

10.

Requirement for certain weapons to be subject to conditions and end use monitoring as foreign military sales

Beginning on the date that is 180 days after the date of the enactment of this Act, the following defense articles may be sold, exported, or transferred only pursuant to section 36(b) of the Arms Export Control Act (22 U.S.C. 2776(b)):

(1)

Rockets, space launch vehicles, missiles, bombs (including equipment to enable precision guidance), torpedoes, depth charges, mines, and grenades.

(2)

Armored combat ground vehicles, including ground vehicles and trailers that are armed or are specially designed to be used as a firing or launch platform to deliver munitions or otherwise destroy or incapacitate targets, excluding any unarmed ground vehicles, regardless of origin or designation, manufactured prior to 1956 and unmodified since 1955.

(3)

Aircraft, whether manned, unmanned, remotely piloted, or optionally piloted, as follows:

(A)

Bombers.

(B)

Fighters, fighter/bombers, and fixed-wing attack aircraft.

(C)

Turbofan- or turbojet-powered trainers used to train pilots for fighter, attack, or bomber aircraft.

(D)

Attack helicopters.

(E)

Unmanned aerial vehicles (UAVs) specially designed to incorporate a defense article.

(F)

Aircraft specially designed to incorporate a defense article for the purpose of performing an intelligence, surveillance, and reconnaissance function.

(G)

Aircraft specially designed to incorporate a defense article for the purpose of performing an electronic warfare function, airborne warning and control aircraft, or aircraft specially designed to incorporate a defense article for the purpose of performing a command, control, and communications function.

11.

Definitions

In this Act:

(1)

The term appropriate congressional committees means—

(A)

the Committee on Foreign Relations and the Committee on Appropriations of the Senate; and

(B)

the Committee on Foreign Affairs and the Committee on Appropriations of the House of Representatives.

(2)

The terms defense article and defense service have the same meanings given the terms in section 47 of the Arms Export Control Act (22 U.S.C. 2794).