Mr. Speaker, I yield myself such time as I may consume. Mr. Speaker, first of all, to the chairman and to the Republican team, let me offer, on behalf of the Democrats and Mr. Conyers, our deepest sympathy for the loss of Burak, and to…
Mr. Speaker, I yield myself such time as I may consume.
Mr. Speaker, first of all, to the chairman and to the Republican team, let me offer, on behalf of the Democrats and Mr. Conyers, our deepest sympathy for the loss of Burak, and to also acknowledge how important our staff is and how important we are as a family on the Judiciary Committee; staff, Republican and Democratic staff members, working together around legislation that makes a difference in the lives of Americans. To hear the dedication of Burak only warms our hearts to recognize that we still live in the greatest country in the world because we have young people willing to serve and sacrifice on behalf of their Nation. I offer my deepest sympathy to you and to his family as well.
Mr. Speaker, I rise to discuss the underlying bill, and that is H.R. 1039. Again, as we finish Police Week, let me say to all of those in law enforcement, including our Federal law enforcement, local, county, and State, a very large ``thank you'' for the work that you have done.
In my work as a former judge in the city of Houston, I have seen their work up close and personal, and as well, I have had the opportunity, on a number of cases, where I have asked and interacted with them as they have proceeded with their investigation to find the culprit, the perpetrator, and to make the community safe.
Federal probation officers perform a critical service in interacting with and managing their supervisees. They have a central role in seeking to achieve the important goals of supervision, which includes rehabilitating the defendant, safeguarding society from further criminal conduct by the defendant, and protecting the rights of victims.
Although probation officers do have the ability to arrest a supervisee under certain circumscribed conditions, they should not take on the role of police officers. Rather, they should focus on their role of working in a constructive manner with supervisees to maximize the chances of adherence to the conditions of supervision.
We certainly do not want probation officers to be threatened or assaulted while performing their duties, nor do we want anyone to obstruct the performance of those duties. In many instances, those probation officers can be assisted by backup officers or other Federal officers in the line of their duty. That is why Congress enacted section 111 of title 18 of the United States Code which prohibits such behavior. If violated, these crimes should be investigated, charges brought when appropriate, but also the probation officer can seek assistance.
In fact, probation officers have long relied on law enforcement officers to provide support during searches, and I believe that is still the best course. Section 111, however, itself presents serious issues about the vagueness of some of its terms that define violation, such as ``interferes'' or ``opposes.''
May I remind my colleagues that we have a First Amendment. We have the right of freedom of speech and freedom of access, freedom of movement. This exacerbates my concerns about allowing probation officers to arrest individuals whom they are not supervising for violations of this section.
Indeed, we are told by proponents of the bill that Federal probation officers plan to use lesser-included authority to detain violators instead of bringing them in for charges after an arrest. At a time when we need to do more to de-escalate circumstances involving confrontations between law enforcement and citizens, I am concerned that establishing this authority would only lead to more confrontation.
In concluding, as I indicated, the bill would authorize Federal probation officers to arrest, without a warrant, an individual other than their supervisee if there is probable cause to believe that person assaulted or interfered with a probation officer in the course of their duties.
I believe there are conflicting constitutional issues here, and I ask my colleagues, with all due respect, to oppose the legislation.
Mr. Speaker, I rise in strong opposition to H.R. 1039, the ``Probation Officer Protection Act.''
I must oppose this bill for several important reasons.
To begin with, this bill raises serious constitutional and practical concerns that could have been identified and explored had our Committee held any hearings on the subject matter.
This bill would authorize federal probation officers to arrest without a warrant an individual--other than supervisees--if there is probable cause to believe that person assaulted or interfered with a probation officer in the course of their duties.
The changes this bill would make to current law would significantly alter the role of federal probation officers and invite abuse in the application of the proposed expanded authority.
Federal probation officers perform a critical service in interacting with and managing their supervisees. They have a central role in seeking to achieve the important goals of supervision, which includes:
(1) rehabilitating the defendant;
(2) safeguarding society from further criminal conduct by the defendant; and
(3) protecting the rights of victims.
Although probation officers do have the ability to arrest a supervisee under certain circumscribed conditions, they should not take on the role of police officers. Rather, they should focus on their role of working in a constructive manner with supervisees to maximize the chances of adherence to the conditions of supervision.
We certainly do not want probation officers to be threatened or assaulted while performing their duties, nor do we want anyone to obstruct the performance of those duties.
That is why Congress enacted Section 111 of Title 18 of the United States Code, which prohibits such behavior. If violated, these crimes should be investigated and charges brought when appropriate.
In fact, probation officers have long relied on law enforcement officers to provide support during searches, and I believe that is still the best course to continue.
Section 111, however, itself presents serious issues about the vagueness of some of its terms that define violations, such as ``interferes'' or ``opposes''.
This exacerbates my concerns about allowing probation officers to arrest individuals whom they are not supervising for violations of this section.
Making such determinations on vague terms invites abuse.
Indeed, we are told by proponents of the bill that federal probation officers plan to use ``lesser included'' authority to ``detain'' violators instead of bringing them in for charges after an arrest.
This is an invitation for abuse as it indicates the statute may be used--at times--when not necessary.
And, at a time when we need to do more to de-escalate circumstances involving confrontations between law enforcement and citizens, I am concerned that establishing this authority will only lead to more confrontation.
This is all the more troubling because of constitutional concerns regarding such detentions. As the Federal Public Defenders of New York explains: ``the Fourth Amendment does not permit probation officers to exercise this `lesser included' power. Under an exception to the Fourth Amendment's probable cause requirement, police officers, when executing a search warrant, are permitted to temporarily restrain third parties absent probable cause for arrest, including by using handcuffs. In holding such detentions to be `reasonable,' the Supreme Court emphasized the fact--`of prime importance'--that the search was authorized by a neutral magistrate's finding of probable cause to search the premises.''
In the circumstances contemplated by this bill, the probation officers would have the right to be on the premises, but their underlying authority to detain individuals--not based on a probable cause warrant--would fail this constitutional requirement.
Overall, the extension of third-party arrest authority to federal probation officers is a step in the wrong direction. As the Federal Defenders warn, the ``bill represents a retreat from the current constructive role of probation officers in reintegrating offenders into society. If probation officers assumed the role of police, directing and restraining, or arresting, family and friends, progress in individual cases and the system as a whole would be undermined.''
Likewise, the American Civil Liberties Union and the Leadership Counsel for Civil and Human Rights have expressed strong opposition to this bill.
I appreciate the dedication of federal probation officers in carrying out their important duties. And it is because of my respect for the role that they play that I fear that this bill will ultimately serve to undermine it.
Accordingly, I ask that my colleagues join me in opposing this well- intentioned, but harmful bill.
Mr. Speaker, I reserve the balance of my time.
Mr. Speaker, let me thank the gentleman and indicate that there is no doubt we want our officers to be safe.
I do want to bring to the attention of my colleagues that we don't want probation officers to be threatened or assaulted while performing their work or their duties, nor do we want to obstruct the performance of those duties.
Let me remind my colleagues that many times probation officers are going into homes. There are moms and grandmoms or granddads or children, and certainly we realize that emotions of concern may occur.
We want our probation officers to be safe. That is why Congress enacted section 111 of title 18 of the United States Code which prohibits such behavior. And if violated, these crimes should be investigated, and charges are brought.
But the other point is that our probation officers undergo an initial 6 weeks of training and some additional training during the year. They still do not have the degree of training of law enforcement officers. I want them to be protected. That is why I think it is important that they have the assistance of trained law enforcement officers.
Not all probation officers carry a firearm, as it varies in each judicial district. We want them protected, and we would rather follow the law, which is section 111.
Mr. Speaker, it is my pleasure to yield 5 minutes to the distinguished gentleman from New Jersey (Mr. Pascrell), who has a longstanding record of advocacy and support for the Nation's law enforcement and first responders, and he is a member of the Ways and Means Committee.
Mr. Speaker, I yield the gentleman an additional 1 minute.
Mr. Speaker, may I inquire if the other side has any additional speakers?
Mr. Speaker, I yield myself such time as I may consume to close.
First of all, let me indicate the important work that all law enforcement do and, as well, those who serve in the probation departments of our State and Federal Government. In particular, we are talking about Federal probation officers. I think it is important to give them a debt of gratitude.
But they are not police officers. They are probation officers. Their training is quite different. Their role is quite different. They are to engage in a constructive relationship with the probationer, rehabilitation, making sure they adhere to their rules and confinement or what is detailed by the court. They do it very well; so much so, that we have determined that the incidents are very low.
Of the 987 searches that were conducted by Federal probation officers, only 30 involved uncooperative third parties, or 3 percent. We would like it to be zero. Of the 1,060 searches conducted in 2016, only 39 involved uncooperative third parties, which amounts to about 3.7 percent.
But I agree, no probation officer should be subjected to encountering any manner that threatens them. But this legislation is vague; it is constitutionally weak. It is weak as relates to the Constitution. Its premises, as unopposed and interfered, invite abuse.
I still maintain that many of these probation officers go to the homes of either the probationer or their family, and likely, in many instances, it is close individuals.
I believe probationers can be assisted by law enforcement officers. Remember, the training is distinctly different. What it lends itself to is overbroad interpretations of interference with probation officers, whose duties may lead to overzealous exercise of arrest authority, which does violate the Constitution.
We are now looking at ways to work with law enforcement, and the solution would not be even more training, because we do not want to turn probation officers into police officers, which would undermine the constructive role probation officers have in the rehabilitation of supervisees. Detaining, arresting, and issuing orders to family, friends, employers, and coworkers of supervisees will not advance the goals of supervision but would escalate conflict and lead to greater danger.
These are high goals that my colleagues have spoken of, and I certainly believe that these are worthy goals, but I would offer to say that third parties are not in the same position as those who are supervised with respect to their rights. They have given up none of their rights and should not be detained or arrested in violation of the Fourth Amendment. It is and can be a violation of the Fourth Amendment, of unreasonable search and seizure. It is too vague a description to allow an onsite determination as to whether someone should be arrested.
So, in the name of the respect and dignity of all and the appreciation of probation officers, if they view the situation as inappropriate or threatening, as the law allows, those cases should be investigated and prosecuted, but they can call law enforcement officers. Federal probation officers should never be threatened, intimidated, assaulted, or precluded from doing their jobs. Nevertheless, H.R. 1039, rather than improving their ability to execute their responsibilities, would, unfortunately, have the opposite result.
In addition to presenting the constitutional concerns, the bill fails to provide an acceptable, practical, or necessary preventative measure. Further, as the public defenders of New York have indicated, the Fourth Amendment does not permit probation officers to exercise this lesser included power. Under an exception to the Fourth Amendment's probable cause requirement, police officers, when executing a search warrant, are permitted to temporarily restrain third parties, absent probable cause for arrest, including by using handcuffs.
Holding such detentions to be reasonable, the Supreme Court emphasized the fact of prime importance: that the search was authorized by a neutral magistrate's finding of probable cause to search the premises. That is not what the probation officer comes into that place with. They are not a law enforcement officer.
In caution to our efforts to recognize and respect these fine men and women, let us find a different way, and let us adhere to the established law that will protect the probation officer and all those whom he or she may come in contact with.
Again, with great respect for law enforcement and those who serve, I would ask my colleagues to recognize the broadness and vagueness of this legislation and oppose it.
Mr. Speaker, I yield back the balance of my time.
Mr. Speaker, I have an amendment at the desk.
Mr. Speaker, my amendment preserves the trust and integrity between probation officers and supervisees while ensuring public safety.
While I understand the intended goal in the underlying bill, there are some unique concerns that it raises, and my amendment addresses and will, I believe, provide additional information.
My amendment calls for a comprehensive study by the GAO of the newly granted authority to determine the impact on probationers, supervisees, third parties, and the overall probation practice, if that authority is so granted by the vote of this body. This study shall sunset at 30 months after the effective date of this act.
These are concerns that we should all have if we want to ensure that this bill works and reaches its intended purpose, if it is voted on by my colleagues and passes.
In allowing the study, we will ascertain information that we otherwise would not have but would have learned had we proceeded with a hearing on this bill.
This amendment will focus on the bill's impact in application. The study will first review instances of abuse of power in the exercise of such arrest authority.
Second, it will document any complaints made and/or filed regarding the exercise of the probationer's arrest authority of third parties.
Third, it will study any harm resulting from the exercise of such arrest authority, including any civil action alleging the violation of a civil right in the exercise of this expanded authority.
I am confident that my colleagues would agree that public safety is paramount, the safety of the probation officer is paramount, the safety of those who are in the immediate custody of the probationer, and, of course, those other individuals.
We want this to be a sound policy, so implementing sound policies will foster trust and, thereby, public safety.
I want to thank the Rules Committee for making my amendment in order, and I hope my colleagues will join me in supporting the Jackson Lee amendment.
While I understand the intended goal in the underline bill, there are some unique concerns that it raises and my amendment addresses and will fix those concerns.
My amendment calls for a comprehensive study by GAO of the newly granted authority, to determine its impact on probationers, supervisees, third parties and the overall probation practice. This study shall sunset at 30 months after the effective date of this act.
These are concerns we should all have if we want to ensure that this bill works and reaches its intended purpose effectively.
In allowing the study, we will ascertain information that we otherwise, do not have but would have learned had we proceeded with a hearing on this bill.
This amendment will focus on the bill's impact in application.
The study will first review instances of any abuse of power in the exercise of such arrest authority.
Second, it will document any complaints made and/or filed regarding the exercise of probation officer arrest authority of third parties.
Third, it will study any harm resulting from the exercise of such arrest authority, including any civil action alleging the violation of a civil right in the exercise of this expanded authority.
I am confident that my colleagues would agree that public safety is paramount and that we should do everything we can to ensure that we are implementing sound policies that will foster trust and thereby, public safety.
The Rules Committee saw it fitting to rule my amendment in order, and now I hope my colleagues will join me in supporting this amendment.
Mr. Speaker, I reserve the balance of my time.
Mr. Speaker, I believe this amendment is a very important amendment, and I believe that it provides the kind of guidance that is necessary because it is a clear ascertaining of the impact.
Remember, we are talking about possible constitutional ramifications. Unreasonable search and seizure. We are talking about not having assaults against police officers. There is a law that will already provide for that protection, as well as the fact that probation officers who are not police officers can, in fact, have the ability of law enforcement backup or support.
In addition, we realize that there is a greater burden on law enforcement officers in an arrest situation. That burden is not on the probation officer because they are not a law enforcement officer.
It is important for this study to be enacted so that we have the facts. Do we not, as legislators, want to have the facts regarding the Constitution and the impact it may have?
So I would ask my colleagues to support the Jackson Lee amendment. It is, in fact, not an amendment that negates, if this bill passes, the acts of the probation officer. But what it does do is study whether there is an enhanced impact and whether grandmother, mother, a little child, an aunt, or an uncle, in the sanctity of their home, are unreasonably detained or arrested.
We as Americans should at least be concerned about the rights of our fellow citizens and be able to respect them in their home. A probation officer has the right to call in a law enforcement officer if the actions of the home, or wherever that individual happens to be, gets in a way that interferes with his or her ability to arrest his probationer.
Let me remind everyone that the relationship between a probation officer and a probationer is a constructive one, one of rehabilitation. And, sadly, if on one incident, or 39 incidents, or 3 percent of the incidents, if something occurs, that probation officer has the right to be able to call a law enforcement officer to assist.
This study is a constructive, forthright study to help us better protect the rights of citizens and of the Constitution of the United States.
Mr. Speaker, I include in the Record letters from the Federal Defenders of New York, The Leadership Conference on Civil and Human Rights, and the ACLU opposing the underlying bill.
Federal Defenders of
New York, Inc.,
New York, NY, March 30, 2017.
Re Probation Officer Protection Act of 2017 (H.R. 1039)
Hon. Bob Goodlatte,
Chair, House Judiciary Committee, Washington, DC.
Hon. John Conyers, Jr.,
Ranking Member, House Judiciary Committee, Washington, DC.
Hon. Trey Gowdy,
Chair, House Subcommittee on Crime, Terrorism, Homeland
Security, and Investigations, Washington, DC.
Hon. Sheila Jackson Lee,
Ranking Member, House Subcommittee on Crime, Terrorism,
Homeland Security, and Investigations, Washington, DC.
Dear Mr. Goodlatte, Mr. Conyers, Mr. Gowdy and Ms. Jackson
Lee: We write on behalf of the Federal Public and Community
Defenders in response to inquiries for our views on H.R.
1039, which would amend 18 U.S.C. Sec. 3606 to give probation
officers the authority to arrest, without a warrant, persons
not subject to court supervision if there is probable cause
to believe that the person has impeded or interfered with a
probation officer in violation of 18 U.S.C. Sec. 111. The
bill was introduced last Congress, and we understand that
there has been discussion of it being introduced again.
We oppose the bill because it would violate the Separation
of Powers, would invite Fourth Amendment violations, is
unnecessary for purposes of supervision or safety, and would
instead escalate the risk of harm to all concerned and
undermine effective supervision. The arrest or detention (to
any degree) of persons not subject to court supervision
should be left to law enforcement officers.
Summary
The bill would violate the Separation of Powers. Probation
officers serve as administrative units employed by Article
III courts. Congress may not assign to them the executive
function of enforcing a criminal statute against private
citizens not subject to court supervision. The bill would
also undermine the integrity of the Judicial Branch by
putting courts in the position of ruling on the
constitutionality of arrests by their own agents, who are
also interested arresting officers and alleged victims of an
offense.
The bill would create serious Fourth Amendment problems.
Assuming probation officers would use the bill's arrest
authority only to formally arrest persons believed to have
violated Sec. 111, the bill would result in Fourth Amendment
violations. Because Sec. 111 is notoriously unclear,
probation officers would inevitably arrest persons who are
merely ``uncooperative'' but have not actually violated the
statute. To allay concerns about giving probation officers
the equivalent of police power over private citizens, the
Judicial Conference assures Congress that probation officers
would rarely make formal arrests but would instead exercise a
``lesser included'' power to control or temporarily restrain
third parties short of formal arrest. But the Fourth
Amendment would not permit probation officers to exercise
such ``lesser included'' power. In holding that the Fourth
Amendment allows police officers to temporarily restrain
third parties during a search, the Supreme Court deemed it
``of prime importance'' that the officer had a warrant based
on probable cause to search the premises. The bill would not
change the fact that probation officers conduct searches
without a warrant based on probable cause. Thus, any
restraint of a third party by a probation officer absent
probable cause to arrest would violate the Fourth Amendment.
The bill is unnecessary. Probation officers have authority
under current law to search the homes of people they
supervise (without a warrant or probable cause) and to arrest
them for violating conditions of supervision (with probable
cause). Pursuant to Judiciary Policy, probation officers have
long relied on trained law enforcement officers to provide
support during searches, including by managing third parties
not under probation officers' supervision. No evidence has
been presented, and we have found none, of any instance in
which law enforcement officers have not assisted when asked,
or in which anyone has been hurt by a third party during a
search. Allowing probation officers to restrain and arrest
third parties would likely increase, not diminish, any risk
of harm.
The bill would undermine effective supervision. The bill
represents a retreat from the current constructive role of
probation officers in reintegrating offenders into society.
If probation officers assumed the role of police, directing
and restraining, or arresting, family and friends, progress
in individual cases and the system as a whole would be
undermined.
Background
Under current law, probation officers have limited special
authority to conduct searches and seizures of persons on
probation or supervised release for the sole purpose of
assisting the district courts in supervising those persons.
They are permitted, with or without a warrant, to conduct a
search of a supervisee's home based only on ``reasonable
suspicion'' that there is evidence on the premises that the
supervisee has violated a condition of his or her
supervision, and to arrest a supervisee whom they have
``probable cause to believe has violated a condition'' of his
or her supervision.
Judiciary Policy directs probation officers, in planning a
search, to ``strongly consider requesting assistance from law
enforcement officers for protection, instruction, and taking
possession of contraband during a search,'' and to terminate
any search ``if it is unsafe for the [probation] officer to
continue.''
Probation officers are further directed that they ``may not
restrain third parties during a search.'' This is so because
there is no authority for probation officers to detain third
parties. The Supreme Court's decisions holding that the
Fourth Amendment allows police officers to detain third
parties during a search do not apply to probation officers,
who both lack general law enforcement authority, and conduct
searches in the absence of a finding by a neutral magistrate
of probable cause to search the premises. Instead, probation
officers rely on law enforcement officers to manage third
parties if needed, thereby avoiding Fourth Amendment
violations and reducing any risk of harm.
A. The bill would violate the Separation of Powers
H.R. 1039 would authorize probation officers to arrest,
without a warrant, a person not subject to supervision if
there is probable cause to believe the person has interfered
with or impeded a probation officer ``while in the
performance of his or her official duties'' in violation of
18 U.S.C. Sec. 111. By its terms, the statute would authorize
probation officers to make such arrests at any time or
place--during a search of a supervisee's home, on the street
or at a place of business, or during a meeting at the
probation officer's office.
By authorizing probation officers to enforce Sec. 111
against private citizens not subject to court supervision,
H.R. 1039 would violate the Separation of Powers. Probation
officers are employed by the Judicial Branch to serve as
administrative units of the district court, appointed by the
court and removable by the court. A probation officer
performs no Article III function, but serves a statutory duty
to assist the court in supervising offenders.
Detecting crimes and enforcing criminal laws, in contrast,
are ``quintessential law enforcement functions vested in the
Executive Branch.'' Just as Congress may not confer executive
duties ``of a nonjudicial nature'' on Article III judges,
Congress may not enlist an administrative arm of the Judicial
Branch to perform an executive function.
This is not only a formalistic concern. A probation officer
who has arrested a private citizen for impeding the probation
officer in his duties would naturally have a direct, personal
interest in both the legality of the arrest and the outcome
of any resulting criminal case. The court, in turn, is the
probation officer's employer. When ruling on a challenge to
the constitutionality of an arrest by a probation officer,
the court would thus review the actions of its own agent, who
is also the interested arresting officer and alleged victim
of an offense. By putting the court in the triple position of
judge, vicarious victim, and arresting agent of ordinary
citizens, H.R. 1039 would undermine the integrity of the
Judicial Branch.
B. The bill would create serious Fourth Amendment problems
Subject to ``only a few specifically established and well
delineated exceptions,'' the Fourth Amendment prohibits
police officers from detaining persons (to any degree) absent
probable cause or ``prior approval by judge or magistrate.''
Even assuming probation officers used the bill's arrest
authority for no other purpose but to make formal arrests
based on probable cause that a person has violated Sec. 111,
the bill would result in unconstitutional detentions.
Section 111 prohibits ``forcibly'' assaulting, resisting,
opposing, impeding, intimidating, or interfering with an
officer ``while engaged in'' the performance of official
duties. While one would think that ``forcible'' conduct is
easy to recognize in this context, the term is notoriously
ambiguous, involving a ``troublesome question of degree.'' No
physical contact is required even for assault, and
``forcibly'' has been held to cover such conduct as a
``fighting stance'' with an ``uncooperative attitude,'' but
not to cover running away and struggling when tackled by
police. The statute is ``not a model of clarity,''
``inartfully drafted,'' and leaving ``major ambiguities,''
often requiring many pages of legal analysis to decipher.
If even the courts find the statute unclear, a probation
officer surely cannot be expected to make an accurate on-the-
scene assessment of probable cause that a person has violated
it. Some probation officers would inevitably use their new
authority to arrest persons who are merely
``uncooperative''--such as by refusing to identify
themselves, declining to open a door, or attempting to leave
the scene of a search--but who have not violated Sec. 111.
The bill would thus invite Fourth Amendment violations.
To allay potential concerns about giving probation officers
the equivalent of police power over private citizens, the
Judicial Conference assures Congress that probation officers
would rarely make formal arrests for violations of Sec. 111.
Instead, they would use a purported ``lesser included''
authority, during ``searches and other work-related contacts
(e.g., home visits),'' to ``verbally or if necessary by
temporarily restraining'' (i.e., with handcuffs)
``uncooperative or hostile'' third parties short of arrest.
Probation officers would not need probable cause to believe
that a third party had violated Sec. 111 in order to exercise
this ``lesser-included'' authority; instead, they would
direct, control and temporarily detain third parties whom
they merely suspect have violated or will violate Sec. 111,
or believe to present a ``potential safety risk.''
But the Fourth Amendment does not permit probation officers
to exercise this ``lesser included'' power. Under an
exception to the Fourth Amendment's probable cause
requirement, police officers, when executing a search
warrant, are permitted to temporarily restrain third parties
absent probable cause for arrest, including by using
handcuffs. In holding such detentions to be ``reasonable,''
the Supreme Court emphasized the fact--``of prime
importance''--that the search was authorized by a neutral
magistrate's finding of probable cause to search the
premises.
Probation officers, however, conduct searches without a
warrant based on a finding of probable cause by a neutral
magistrate, and they conduct home visits with no suspicion at
all. For these reasons, the Administrative Office of the U.S.
Courts in 2007 reaffirmed its policy that probation officers
``may not restrain'' ``restrict[] the movement of third
parties'' present during a search. Under established Fourth
Amendment law, third parties are ``under no obligation to
cooperate and must be free to leave.'' The AO's General
Counsel correctly noted that ``increas[ing] [probation]
officers' statutory arrest authority under Sec. 3606'' would
not solve the Fourth Amendment problem because probation
officers would still conduct searches without a warrant based
on probable cause.
Likewise, H.R. 1039 would not change the fact that
probation officers conduct searches without a warrant based
on a finding of probable cause, the factor ``of prime
importance'' to the constitutionality of police officers
restraining third parties during a search. As a result, any
restraint or control of third parties by probation officers
absent grounds for arrest would be an unconstitutional
detention. The bill does not obviate this fundamental Fourth
Amendment problem.
C. The bill is unnecessary
U.S. Probation and Pretrial Services reported that in both
2014 and 2015, probation officers encountered third patties
described as ``uncooperative'' (defined to include refusal to
identify themselves, to come out of a closed room, or to
remain in a designated area) in only 3 percent of reported
searches. Only two incidents of any significance were
reported. In one, the supervisee's mother drove her car
toward two officers ``in an apparent attempt to hit them,''
but law enforcement officers were present and able to take
any action needed. In the other, a third party ``refused to
come out'' of a closed room, but law enforcement officers
were present, forced the door open, and found the person
swallowing marijuana cigarettes.
Nonetheless, the Federal Law Enforcement Officers
Association (``FLEOA'') claims that there is, a new
``heightened danger in field and office contacts'' and that
giving probation officers third-party arrest authority is the
``only [] solution.'' It claims that probation officers'
ability to enlist law enforcement officers ``provides little,
if any, help'' because sometimes only one police officer is
available. It gives three anecdotal examples, but they do not
support the FLEOA's argument, and in fact demonstrate that
the bill is not the ``only solution,'' much less a safe
solution.
In the Northern District of Alabama, probation officers
came to see their supervisee, but he was not at home. They
were leaving the premises when they encountered his father,
who was intoxicated, made threats, and threw an empty liquor
bottle at their car.
The probation officers drew their weapons, called 911, got
behind their vehicle, then drove away. The FLEOA states that
with arrest authority, the probation officers ``would have
taken the third party into custody for assaulting them and
for damaging government property.'' But the FLEOA does not
explain why this would have been necessary for the purpose of
supervising the son, who was not there, or to ensure anyone's
safety. The police were fully capable of subduing or
arresting the father, and most likely did, though that detail
is omitted. Had the probation officers confronted the father,
with guns drawn, they, the father, or innocent bystanders,
including the offender's cooperative mother, may well have
been hurt.
In the District of Utah, probation officers knocked on the
door of their supervisee's residence and were told by his
girlfriend that he was not at home and that no one else was
there. The probation officers ``ultimately encountered two
third party felons hiding in separate locations,'' one of
whom was suspected of homicide. The officers ``issued their
verbal commands,'' and the man became confrontational and
challenged the officers to ``shoot him.'' The officers
retreated, and ``local police ultimately subdued the third
party and took him into custody.'' Again, the FLEOA does not
explain how arrest authority would have increased the
probation officers' or public safety any better than the
police in fact accomplished.
In the Southern District of New York, probation officers
looking to confirm that their supervisee did not live at his
reported residence were ``confronted'' outside the residence,
where the supervisee apparently did not live, with ``a
belligerent, unknown, third party.'' A physical altercation
ensued, when ``another third party charged forward swinging a
pipe wrench.'' The officers used pepper spray and left. The
FLEOA asserts that the probation officers ``did not have the
option to control the third parties,'' but instead were
``forced to retreat.'' But the FLEOA does not explain how
controlling the third parties, which would likely have
escalated a potentially dangerous confrontation, was safer
than retreat, much less the ``only solution.'' The probation
officers' mission was not urgent, and they were free to
return with police support.
The Judicial Conference provides no empirical evidence or
even anecdotal examples illustrating the purported need for
H.R. 1039. It says that, ``in the absence of other law
enforcement officers acting in a supporting role,'' a
supervisee can work with a ``hostile or uncooperative'' third
party ``to conceal violations of the terms of supervision, or
even new criminal activity.'' But the solution is the very
one suggested and that has been directed by Judiciary Policy
and followed by probation officers all along: obtain support
from law enforcement officers.
There is not a single instance cited in the U.S. Probation
Search-and-Seizure reports, in the FLEOA's proposal or recent
letter, or in the Judicial Conference's proposal or recent
letter, in which probation officers requested law enforcement
assistance in advance, or called for assistance from the
scene, and law enforcement declined to assist or failed to
show up. One of the dangers of the bill is that probation
officers would not request law enforcement support, thinking
they can handle any problems with their arrest authority. But
potential problems are best averted by law enforcement
officers, who not only have arrest authority, but ``provide
perimeter security, manage third parties, provide special
services such as K9 support, and conduct initial security
sweeps.''
D. The bill would undermine effective supervision
H.R. 1039 represents an unfortunate retreat from the
current role of probation officers, which has evolved from an
oppositional focus on enforcement and punishment to a
constructive collaboration aimed at addressing clients'
criminogenic needs, reducing their risk of recidivism, and
reintegrating them into society. These ``concerted efforts to
bring to life state-of-the-art evidence-based supervision
practices into the federal system'' coincide with
``[m]easurable decreases in federal recidivism.'' As the
Judicial Conference has recognized, supporting the offender
``in efforts to turn away from criminal conduct . . . will
necessarily . . . promote public safety.'' And it has
cautioned that searches ``may undermine the rapport that an
officer has developed with an offender and may hinder the
progress that an offender has made.'' We fear that the
progress that has been made in individual cases and in the
system as a whole would be undermined if probation officers
assumed the role of police, directing, restraining and
arresting family and friends, and potentially escalating the
risk of confrontation and danger to all concerned.
Thank you for considering our views, and please do not
hesitate to contact us if you have any questions.
Very Truly Yours,
David Patton,
Executive Director, Federal Defenders of New York, Co-
Chair, Federal Defender Legislative Committee.
Jon Sands,
Federal Defender, District of Arizona, Co-Chair, Federal
Defender Legislative Committee.
Mr. Speaker, I ask my colleagues to support this amendment, and I yield back the balance of my time.
Mr. Speaker, on that I demand the yeas and nays.