S.Amdt. 654Senate116th Congress (2019-2021)
S.Amdt. 654
Sponsored by
Sen. John Cornyn (R-TX)
Submitted June 18, 2019
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Senate amendment submitted
June 18, 2019
Text
Submitted
SA 654. Mr. CORNYN (for himself and Ms. Rosen) submitted an amendment intended to be proposed by him to the bill S. 1790, to authorize appropriations for fiscal year 2020 for military activities of the Department of Defense, for military construction, and for defense activities of the Department of Energy, to prescribe military personnel strengths for such fiscal year, and for other purposes; which was ordered to lie on the table; as follows: At the end of subtitle C of title II, add the following: SEC. 243. FEDERAL CYBERSECURITY AND RESEARCH PROTECTION POLICY. (a) Definitions.--In this section-- (1) the term ``covered applicant'' means an applicant for funding from a Federal agency to carry out research under a covered program; (2) the term ``covered program'' means a research program of a Federal agency for which the Director determines compliance with the Framework is required; (3) the term ``Director'' means the Director of the Office of Science and Technology Policy; (4) the term ``Federal agency'' means an Executive agency, as defined in section 105 of title 5, United States Code; (5) the term ``Framework'' means the framework developed by the working group under subsection (b)(3)(A); (6) the term ``institution of higher education'' has the meaning given the term in section 101 of the Higher Education Act of 1965 (20 U.S.C. 1001); and (7) the term ``working group'' means the interagency working group established under subsection (b). (b) Interagency Working Group for Coordination and Development of Federal Cybersecurity and Research Protection Framework.-- (1) In general.--The Director, acting through the National Science and Technology Council and in coordination with the National Security Advisor, shall establish an interagency working group to-- (A) coordinate Federal science and technology agency and Federal intelligence and security activities; and (B) develop a Federal agency framework for compliance and best practices, which shall be aimed at enhancing cybersecurity protocols and protecting federally funded research and development activities from foreign interference, espionage, and exfiltration. (2) Membership.--The working group shall, at a minimum, be composed of the following members: (A) The Director, who shall serve as chair of the working group. (B) A representative from the National Science and Technology Council. (C) Not more than 2 representatives from each of the following entities: (i) The Department of State. (ii) The Department of the Treasury. (iii) The Department of Defense. (iv) The Department of Justice. (v) The Department of Education. (vi) The Department of Energy. (vii) The Department of Agriculture. (viii) The Department of Homeland Security. (ix) The National Institutes of Health. (x) The National Science Foundation. (xi) The National Aeronautics and Space Administration. (xii) The National Institute of Standards and Technology. (xiii) The Federal Bureau of Investigation. (xiv) The Central Intelligence Agency. (xv) The Office of Management and Budget. (xvi) The National Economic Council. (xvii) The Office of the Director of National Intelligence. (xviii) Such other Federal agencies as the Director considers appropriate. (3) Responsibilities.--Not later than 1 year after the date of enactment of this Act, the working group shall-- (A) develop a framework for compliance across Federal agencies to apply to applications submitted by covered applicants for covered programs, which shall include-- (i) establishing a clear, unified cybersecurity policy across Federal agencies for the protection of Federal research from foreign interference, while accounting for the importance of the open exchange of ideas and international talent required for scientific progress and leadership of the United States in science and technology; (ii) identifying how existing mechanisms for control of science and technology can be used to help protect federally funded research and development from foreign interference, cyber attacks, espionage, intellectual property theft, and other attempts by foreign governments or representatives thereof that attempt to compromise the integrity of the United States scientific and technological enterprise; (iii) recommending additional mechanisms for control to help protect federally funded research and development from foreign interference, cyber attacks, espionage, and intellectual property theft, including-- (I) disclosing foreign interests, investments, or involvement relating to Federal research; and (II) creating and providing to each Federal agency a list, which shall not be made available to the public, of researchers found to be knowingly fraudulent in disclosure and the institution of higher education where the fraudulence occurred; and (iv) developing a clear, unified metric across Federal agencies that covered applicants will use to determine compliance with the Framework for purposes of subsection (c)(2); and (B) coordinate activities to protect federally funded research and development from foreign interference, cyber attacks, theft, and espionage and develop common definitions and best practices for Federal science agencies, grantees, and covered applicants, including by-- (i) developing common definitions and aligning terms across Federal agencies, including sensitive technologies, critical technologies, emerging technologies, genomic data, and foundational technologies; (ii) coordinating efforts among Federal agencies to share important information, suspicious foreign actors, specific examples or attempts at foreign interference, cyber attacks, theft, or espionage with key stakeholders, including institutions of higher education, federally funded research and development centers, and nonprofit research institutions, to help them better understand and defend against those threats; (iii) identifying potential cyber threats and vulnerabilities within the United States scientific and technological enterprise and working with Federal agencies and other stakeholders to develop and implement strategies and best practices to defend and protect against potential cyber attacks that may compromise research being conducted on behalf of the Federal Government; (iv) developing and periodically updating unclassified policy guidance to assist Federal science agencies, institutions of higher education, and grantees in defending against threats to federally funded research and the development and integrity of the United States scientific enterprise that shall include-- (I) common definitions and terminology for classification of research and technologies that are covered programs; (II) identified areas of research or technology that may require additional controls; and (III) a classified addendum as necessary to further inform Federal science agency decision-making; and (v) determining how current Federal efforts, as described in the memorandum issued by the Office of Science and Technology Policy on February 22, 2013 entitled ``Increasing Access to the Results of Federally Funded Scientific Research'', can be appropriately balanced with concerns about the need to protect certain research data, information, and resulting technologies from foreign actors seeking to utilize that information for the express interest of advancing their scientific, technological, economic, and [[Page S3682]] military interests and which are directly counter to United States interests. (4) Engagement.--In developing the Framework and the compliance metric described in paragraph (3)(A)(iv), the working group shall solicit and incorporate input from representatives of institutions of higher education conducting federally funded research and development, including-- (A) facility security officers; (B) chief information officers; (C) vice presidents for research; (D) chief technology officers; and (E) other relevant officers as determined by the Director. (5) Reporting requirements.--The Director shall-- (A) not later than 60 days after the date of enactment of this Act, report to Congress on the progress of establishing the working group; and (B) not later than 270 days after the date of enactment of this Act, report to Congress on the activities of the working group, including the progress of the working group in meeting the responsibilities described in paragraphs (3) and (4). (c) Application of and Compliance With Framework.-- (1) Application.--The Framework shall apply to-- (A) each grant by a Federal agency providing funds to be used to carry out research under a covered program; and (B) any researcher that applies for funds under a covered program. (2) Compliance.--Each covered applicant shall disclose in the application for funding for a covered program whether the applicant is in compliance with the Framework. (d) OSTP Report.--Not later than 1 year after the date on which the Framework is developed under subsection (b)(3)(A), and biennially thereafter, the Director shall submit to the Committee on Commerce, Science, and Transportation, the Committee on Homeland Security and Governmental Affairs, and the Committee on Foreign Relations of the Senate and the Committee on Science, Space, and Technology, the Committee on Oversight and Reform, and the Committee on Foreign Affairs of the House of Representatives a report discussing-- (1) the research programs of Federal agencies that are covered programs; (2) the research programs of Federal agencies that the Director determines are not covered programs, and the basis for the determination; and (3) analysis of enforcement mechanisms and penalties for fraudulently disclosing foreign interests, investments, or involvement relating to federally funded research and potential recommendations for future legislation to address unmet needs to protect federally funded research from foreign interference, cyber attacks, theft, or espionage. (e) GAO Report.--Not later than 3 years after the date of enactment of this Act, the Comptroller General of the United States shall submit to the Committee on Homeland Security and Governmental Affairs of the Senate and the Committee on Oversight and Reform of the House of Representatives a report that-- (1) includes an analysis of the implementation of the Framework by Federal agencies; and (2) examines compliance by institutions of higher education, federally funded research and development centers, and nonprofit research institutions with the Framework. (f) Rule of Construction.--Nothing in this section or resulting framework shall be construed to affect or otherwise disrupt research activities occurring before, on, or after the date of enactment of this Act, unless as determined by a majority of the working group. ______