Additional Protocol to the U.S.-IAEA Safeguards Agreement Implementation Act of 200- [sic]
A bill to implement the obligations of the United under the Protocol Additional to the Agreement between the United States of America and the International Atomic Energy Agency for the Application of Safeguards in the United States of America, known as 'the Additional Protocol' signed by the United States on June 12, 1998.
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Sponsor introductory remarks on measure. (CR S3512-3513)
March 31, 2004
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Introduced in Senate
December 9, 2003
Sponsor introductory remarks on measure. (CR S16124-16126)
December 9, 2003
Read twice and referred to the Committee on Foreign Relations.
December 9, 2003
Sponsor introductory remarks on measure. (CR S3512-3513)
March 31, 2004
Floor Debate
11 membersWhat members said about S. 1987 on the floor




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Floor Debate
11 membersWhat members said about S. 1987 on the floor
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Bill Text
Latest available legislative text
[Congressional Bills 108th Congress]
[From the U.S. Government Publishing Office]
[S. 1987 Introduced in Senate (IS)]
108th CONGRESS
1st Session
S. 1987
To implement the obligations of the United States under the Protocol
Additional to the Agreement between the United States of America and
the International Atomic Energy Agency for the Application of
Safeguards in the United States of America, known as ``the Additional
Protocol'' signed by the United States on June 12, 1998.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
December 9, 2003
Mr. Lugar introduced the following bill; which was read twice and
referred to the Committee on Foreign Relations
_______________________________________________________________________
A BILL
To implement the obligations of the United States under the Protocol
Additional to the Agreement between the United States of America and
the International Atomic Energy Agency for the Application of
Safeguards in the United States of America, known as ``the Additional
Protocol'' signed by the United States on June 12, 1998.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This division may be cited as the ``Additional Protocol to the
U.S.-IAEA Safeguards Agreement Implementation Act of 200-''.
SEC. 2. TABLE OF CONTENTS.
The table of contents for this Act is as follows:
Sec. 1. Short title.
Sec. 2. Table of contents.
Sec. 3. Congressional findings.
Sec. 4. Definitions.
Sec. 5. Severability.
TITLE I--GENERAL PROVISIONS
Sec. 101. Authorization.
TITLE II--COMPLEMENTARY ACCESS
Sec. 201. Authority to conduct complementary access.
Sec. 202. Procedures for complementary access.
Sec. 203. Consents, warrants and warrantless complementary access.
TITLE III--CONFIDENTIALITY OF INFORMATION
Sec. 301. Restrictions on disclosure.
TITLE IV--RECORDKEEPING
Sec. 401. Violations.
TITLE V--ENFORCEMENT
Sec. 501. Penalties.
Sec. 502. Specific enforcement.
TITLE VI--AUTHORIZATION OF FUNDS
Sec. 601. Authorization.
SEC. 3. CONGRESSIONAL FINDINGS.
congressional declaration of policy
The Congress finds--
(1) that the proliferation of nuclear weapons or other
nuclear explosive devices poses a grave threat to the security
interests of the United States;
(2) that the 1968 Treaty on the Non-Proliferation of
Nuclear Weapons (NPT) has proven critical to limiting such
proliferation, and remains the best means for preventing the
spread of nuclear weapons or other nuclear explosive devices to
additional countries;
(3) that for the NPT to be effective, each of its non-
nuclear-weapon State Parties must conclude a comprehensive
safeguards agreement with the International Atomic Energy
Agency (the ``IAEA'');
(4) that recent events emphasize the urgency of
strengthening the effectiveness and improving the efficiency of
the safeguards system. This can best be accomplished by
providing IAEA inspectors with more information about and
broader (complementary) access to nuclear activities within the
territory of non-nuclear-weapon State NPT parties;
(5) that the proposed scope of such expanded information
and complementary access has been negotiated by the member
states of the IAEA in the form of a Model Additional Protocol
to existing safeguards agreements and that universal acceptance
of Additional Protocols is essential to enhancing the
effectiveness of the NPT;
(6) that the United States, as a nuclear-weapon State Party
to the NPT, signed the Protocol Additional to the Agreement
between the United States of America and the International
Atomic Energy Agency for the Application of Safeguards in the
United States of America, which contains measures that protect
its right to determine and exclude IAEA access to activities
with direct national security significance or to locations or
information associated with such activities and to protect
proprietary and commercially sensitive information; and
(7) that implementation of this Additional Protocol in the
United States in a manner consistent with its obligations under
the NPT will strongly encourage other Parties, especially non-
nuclear-weapon State Parties, to conclude Additional Protocols
and thereby strengthen the NPT safeguards system and reduce the
threat of nuclear proliferation, which is of direct and
substantial benefit to the United States.
SEC. 4. DEFINITIONS.
In this Act:
(1) Additional protocol.--The term ``Additional Protocol''
means the Protocol Additional to the Agreement between the
United States of America and the International Atomic Energy
Agency for the Application of Safeguards in the United States
of America, which was signed by both parties in Vienna on June
12, 1998.
(2) IAEA.--The term ``IAEA'' means the International Atomic
Energy Agency.
(3) Complementary access.--The term ``complementary
access'' means the IAEA's access rights as set forth in the
Additional Protocol.
(4) Facility.--The term ``facility'' has the meaning set
forth in article 18 of the Additional Protocol.
(5) Judge of the united states.--The term ``judge of the
United States'' means a judge or magistrate judge of a district
court of the United States.
(6) Person.--The term ``person'', except as otherwise
provided, means any individual, corporation, partnership, firm,
association, trust, estate, public or private institution, any
State or any political subdivision thereof, or any political
entity within a State, any foreign government or nation or any
agency, instrumentality or political subdivision of any such
government or nation, or other entity located in the United
States.
(7) Safeguards agreement.--The term ``Safeguards
Agreement'' means the Agreement between the United States of
America and the International Atomic Energy Agency for the
Application of Safeguards in the United States of America,
which entered into force in December 9, 1980.
(8) Site.--The term ``site'' has the meaning set forth in
article 18 of the Additional Protocol.
(9) United states.--The term ``United States'' means the
several States of the United States, the District of Columbia,
and the commonwealths, territories, and possessions of the
United States and includes all places under the jurisdiction or
control of the United States, including--
(A) any of the places within the provisions of
paragraph (41) of section 40102 of title 49, United
States Code;
(B) any civil aircraft of the United States or
public aircraft, as such terms are defined in
paragraphs (17) and (37), respectively, of section
40102 of title 49, United States Code; and
(C) any vessel of the United States, as such term
is defined in section 3(b) of the Marine Drug
Enforcement Act, as amended (section 1903(b) of title
46, United States Code App.).
(10) Location.--The term ``location'' means any geographic
point or area declared by the United States or specified by the
International Atomic Energy Agency.
SEC. 5. SEVERABILITY.
If any provision of this Act, or the application of such provision
to any person or circumstance, is held invalid, the remainder of this
Act, or the application of such provision to persons or circumstances
other than those as to which it is held invalid, shall not be affected
thereby.
TITLE I--GENERAL PROVISIONS
SEC. 101. AUTHORIZATION.
(a) Authorization.--The President is authorized to implement and
carry out the provisions of this Act and the Additional Protocol and
shall designate through Executive Order which agencies of the United
States, which may include but are not limited to the Department of
State, the Department of Defense, the Department of Justice, the
Department of Commerce, the Department of Energy, and the Nuclear
Regulatory Commission, shall issue, amend, or revise and enforce
regulations in order to implement this Act and the provisions of the
Additional Protocol.
TITLE II--COMPLEMENTARY ACCESS
SEC. 201. AUTHORITY TO CONDUCT COMPLEMENTARY ACCESS.
(a) Prohibition.--No complementary access to any location in the
United States shall take place pursuant to the Additional Protocol
without the authorization of the United States Government in accordance
with the requirements of this Act.
(b) Authority.--
(1) Complementary access to any location in the United
States subject to access under the Additional Protocol is
authorized in accordance with this Act.
(2) United states representative.--
(A) In the event of complementary access to a
privately owned or operated location, no employee of
the Environmental Protection Agency, the Mine Safety
and Health Administration, or the Occupational Safety
and Health Administration may participate in the
access.
(B) The number of duly designated representatives
shall be kept to the minimum necessary.
SEC. 202. PROCEDURES FOR COMPLEMENTARY ACCESS.
(a) In General.--Each instance of complementary access to a
location in the United States under the Additional Protocol shall be
conducted in accordance with this section and sections 201 and 203.
(b) Notice.--
(1) In general.--Complementary access referred to in
subsection (a) may occur only upon issuance of an actual
written notice by the United States Government to the owner,
operator, occupant, or agent in charge of the location to be
subject to complementary access.
(2) Time of notification.--The notice shall be submitted to
the owner, operator, occupant, or agent in charge as soon as
possible after the United States Government has received
notification that the IAEA seeks complementary access. Notices
may be posted prominently at the location if the United States
Government is unable to provide actual written notice to the
owner, operator, occupant, or agent in charge of the premises.
(3) Content of notice.--
(A) In general.--The notice under paragraph (1)
shall include all appropriate information supplied by
the IAEA to the Department of State concerning--
(i) the purpose for the complementary
access;
(ii) the basis for the selection of the
facility, site or other location for the
complementary access sought;
(iii) the activities that will be carried
out during the complementary access;
(iv) the time and date that the
complementary access will begin, and the
anticipated period covered by the complementary
access; and
(v) the names and titles of the inspectors.
(4) Separate notices required.--A separate notice shall be
provided each time that complementary access is sought by the
IAEA.
(c) Credentials.--The complementary access team of the IAEA and
representatives of the United States Government or designees of the
United States Government shall display appropriate identifying
credentials to the owner, operator, occupant, or agent in charge of the
location before gaining complementary access.
(d) Scope.--
(1) In general.--Except as provided in a warrant issued
under section 203, and subject to the United States
Government's rights under the Additional Protocol to limit
complementary access, complementary access to a location
pursuant to this title may extend to all activities
specifically permitted for such locations by article 6 of the
Additional Protocol.
(2) Exception.--Unless required by the Additional Protocol,
no inspection under this title shall extend to--
(A) financial data;
(B) sales and marketing data (other than shipment
data);
(C) pricing data;
(D) personnel data;
(E) patent data;
(F) data maintained for compliance with
environmental or occupational health and safety
regulations; or
(G) research data.
(e) Environment, Health, Safety, and Security.--
(1) Compliance with regulations.--In carrying out their
activities, members of the IAEA complementary access team and
representatives of the United States Government or designees of
the United States Government shall observe applicable
environmental, health, safety, and security regulations
established at the location subject to complementary access,
including those for protection of controlled environments
within a facility and for personal safety.
SEC. 203. CONSENTS, WARRANTS AND WARRANTLESS COMPLEMENTARY ACCESS.
(a) In General.--
(1) Where a warrant would otherwise be required, the United
States Government shall seek the consent of the owner or the
operator, occupant, or agent in charge of the location prior to
gaining complementary access to that location pursuant to
sections 201 and 202. If consent is obtained, no warrant is
required for such complementary access. The owner or the
operator, occupant, or agent in charge of the location may
withhold consent for any reason or no reason. If consent is
withheld, the United States Government may seek an
administrative search warrant from a judge of the United States
pursuant to subsection (b). Proceedings regarding the issuance
of an administrative search warrant shall be conducted ex
parte, unless otherwise requested by the United States
Government.
(2) Nothing in this Act shall be construed to require the
United States Government to obtain a warrant to gain
complementary access in any situation in which the Fourth
Amendment would not otherwise require a warrant.
(b) Administrative Search Warrants for Complementary Access.--
(1) Obtaining administrative search warrants.--For
complementary access conducted on the territory of the United
States pursuant to the Additional Protocol, and for which the
acquisition of a warrant is required, the United States
Government shall first obtain an administrative search warrant
from a judge of the United States. The United States Government
shall provide to the judge of the United States all appropriate
information supplied by the IAEA to the Department of State
regarding the basis for the selection of the facility, site or
other location to which complementary access is sought. The
United States Government shall also provide any other
appropriate information available to it relating to the
reasonableness of the selection of the facility, site or other
location.
(2) Content of affidavits for administrative search
warrants.--The judge of the United States shall promptly issue
an administrative search warrant authorizing the requested
complementary access upon an affidavit submitted by the United
States Government showing--
(A) that the Additional Protocol is in force;
(B) that the designated facility, site or other
location is subject to complementary access under the
Additional Protocol;
(C) that the purpose of IAEA complementary access
is to verify the correctness and completeness of
information declared by the United States Government
pursuant to article 2 of the Additional Protocol;
(D) that complementary access is in accordance with
article 4 of the Additional Protocol;
(E) that the scope of the IAEA's complementary
access, as well as what it may collect, shall be
limited to that listed in article 6 of the Additional
Protocol;
(F) the items, documents, and areas to be searched
and seized;
(G) the earliest commencement and the anticipated
duration of the complementary access period, as well as
the expected times of day during which such
complementary access will take place; and
(H) that the location to which complementary access
is sought was selected either (i) because there is
probable cause, on the basis of specific evidence, to
believe that information required to be reported
regarding a location pursuant to regulations
promulgated under the Act is incorrect or incomplete,
and that the location to be accessed contains evidence
regarding that violation; or (ii) pursuant to a
reasonable general administrative plan based upon
specific neutral criteria.
(3) Content of warrants.--A warrant issued under paragraph
(2) shall specify the same matters required of an affidavit
under that paragraph. In addition to the requirements for a
warrant issued under this paragraph, each warrant shall
contain, if known, the identities of the representatives of the
IAEA on the complementary access team and the identities of the
representatives of the United States Government or designees of
the United States Government required to display identifying
credentials under paragraph 202(c) of this Act.
TITLE III--CONFIDENTIALITY OF INFORMATION
SEC. 301. RESTRICTIONS ON DISCLOSURE.
(a) Protection of Confidentiality of Information.--Information
reported to, or otherwise acquired by, the United States Government
under this Act or under the Additional Protocol shall be exempt from
disclosure under sections 552 and 552a of title 5, United States Code.
(b) Contractor Personnel.--Contractor personnel shall not disclose
information acquired in connection with aid they provide in the
execution of complementary access.
TITLE IV--RECORDKEEPING
SEC. 401. VIOLATIONS.
(a) It shall be unlawful for any person willfully to fail or
refuse--
(1) to establish or maintain any record required by any
regulation prescribed under this Act;
(2) to submit any report, notice or other information to
the United States Government in accordance with any regulation
prescribed under this Act; or
(3) to permit access to or copying of any record by the
United States Government in accordance with any regulation
prescribed under this Act.
TITLE V--ENFORCEMENT
SEC. 501. PENALTIES.
(a) Civil.--
(1) Penalty amounts.--
(A) Recordkeeping violations.--Any person that is
determined, in accordance with paragraph (2), to have
violated title IV of this Act shall be required by
order to pay a civil penalty in an amount not to exceed
$25,000 for each violation.
(2) Agency orders.--Each agency described in section 101
may issue an order, including a final order, to enforce its
regulations issued pursuant to that section.
(3) Judicial review.--A person adversely affected by a
final order issued pursuant to paragraph (2) may, within 30
days after the date the final order is issued, file a petition
in the Court of Appeals for the District of Columbia Circuit or
any other circuit in which the person resides or transacts
business.
(4) Enforcement of orders.--If a person fails to comply
with a final order issued under paragraph (2) and--
(A) the time has elapsed for filing a petition for
judicial review under paragraph (3) and no petition has
been filed, or
(B) a court in an action for judicial review
brought under paragraph (3) has entered a final
judgment in favor of the agency,
the Attorney General, at the request of such agency, shall file
a suit to seek compliance with the order in any appropriate
district court of the United States, plus interest at currently
prevailing rates calculated from the date of expiration of the
30-day period referred to in paragraph (3) or the date of such
final judgment, as the case may be. In any such suit, the
validity and appropriateness of the final order shall not be
subject to review.
(b) Criminal.--Any person that violates any provision of title IV
of this Act shall, in addition to or in lieu of any civil penalty which
may be imposed under subsection (a) for such violation, be fined under
title 18, United States Code, imprisoned for not more than five years,
or both.
SEC. 502. SPECIFIC ENFORCEMENT.
(a) Jurisdiction.--The district courts of the United States
Government shall have jurisdiction over civil actions brought by the
Attorney General to--
(1) restrain any violation of title IV of this Act; and
(2) compel the taking of any action required by or under
this Act or the Additional Protocol.
(b) Civil Actions.--
(1) In general.--A civil action described in subsection (a)
may be brought--
(A) in the case of a civil action described in
subsection (a)(1), in the United States district court
for the judicial district in which any act, omission,
or transaction constituting a violation of title IV
occurred or in which the defendant is found or
transacts business; or
(B) in the case of a civil action described in
subsection (a)(2), in the United States district court
for the judicial district in which the defendant is
found or transacts business.
(2) Service of process.--In any such civil action, process
shall be served on a defendant wherever the defendant may
reside or may be found.
TITLE VI--AUTHORIZATION OF FUNDS
SEC. 601. AUTHORIZATION.
There are authorized to be appropriated such sums as may be
necessary to carry out the purposes of this Act.
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