Mr. Speaker, on May 7 of this year, the House debated and passed an important piece of legislation, the Nanotechnology Research and Development Act of 2003 (H.R. 766). During debate of this bill, it became clear that there was a…
Mr. Speaker, on May 7 of this year, the House debated and passed an important piece of legislation, the Nanotechnology Research and Development Act of 2003 (H.R. 766). During debate of this bill, it became clear that there was a misunderstanding regarding the conclusions of a scholarly study conducted at Rutgers University. The author of that study, which was cited during the debate, has written to me with the request that he be able to clear up the confusion.
I am enclosing for the record the attached letter from David Guston, Associate Professor and Director of the Public Policy Program at Rutgers. Professor Guston's letter clarifies the scope and conclusions of his study, and will help us move forward on issues related to nanotechnology in an informed and thoughtful way in the future.
Rutgers, Edward J. Bloustein School of Planning and
Public Policy, Public Policy Program,
New Brunswick, NJ, September 17, 2003.
Hon. Rush Holt,
Longworth House Office Bldg.,
Washington, DC.
Dear Representative Holt: I write regarding the debate on
the House floor on 7 May on the Nanotechnology Research and
Development Act of 2003 (H.R. 766).
It has come to my attention that, in responding to
Representative Johnson's proposed amendment to the bill to
provide for regularly occuring consensus conferences or
citizens' panels, Representative Burgess cited (at CR H3727)
``[a] scholarly review of the Danish-type citizens' panel
process convened to study telecommunications and democracy
[that] judged the process to be ineffective.''
In later remarks on the amendment, Chairman Boehlert
referred to the same ``scholarly study,'' saying that he was
told the study ``concluded that not even those engaged in
organizing the US citizens' panel thought it had any
impact.'' Chairman Boehlert then quoted from the study the
following passage (at CR H3727-28): ``The single greatest
area of consensus among the respondents was that the
Citizens' Panel on Telecommunications and the Future of
Democracy had no actual impact. No respondent, not even those
government members of the steering committee or expert
cohort, identified any actual impact.''
I am the author of the study in question (which can be
found in pre-published form at http://policy.rutgers.edu/ papers/ and via http://www.loka.org/pages/panel/htm and in
peer-reviewed, published from in Science, Technology, & Human
Values 24(4):451-82). I believe that these comments indicate
real confusion about my findings. I am therefore writing to
correct the record and to ensure that no misunderstanding
about my study damages efforts to provide public input into
the future of nanotechnology R&D.
There are three important aspects of my study on the
Citizens' Panel on Telecommunications and the Future of
Democracy of which you should be aware.
First, the study concludes that the citizens' panel had no
actual impact on policy decisions because, in large part, it
was not designed to. The sentence from the study immediately
following the one Chairman Boehlert quotes reads: ``A primary
reason for this lack of impact is that having one was not a
primary goal of the citizens' panel.'' The organizers of the
panel designed it as a proof-of-concept, and they were more
interested in understanding how to implement such a panel and
in seeing how the experts and lay-citizens would interact
than they were in having an actual impact on policy. Although
conducting citizens' panels is not quite rocket science,
questioning their effectiveness by claiming that this panel
did not have an actual impact is like blaming the Gemini
program for not going to the Moon: Its designers did not
intend it to do so.
Second, my study distinguishes between what I call ``actual
impact,'' defined as ``a concrete consequence to any
authoritative public decision,'' and three other impacts: (1)
those on the ``general thinking'' about a problem; (2) those
on the ``training of knowledgeable personnel''; and (3) those
that result in an ``interaction with lay-knowledge.'' I
develop these other measures to evaluate the impact of
citizens' panels for two reasons: (1) because--just as with
more traditional research--the education of participants is a
primary output of citizens' panels; and (2) because even very
formal, expert studies such as those conducted by the
National Academy of Sciences or by national commissions often
fail to have an ``actual impact.'' The comments made in the
floor debate by members of both parties emphasize that
scientists and lay-citizens need to learn from each other
about nanotechnology, and my study finds that such learning
can indeed occur in citizens' panels. To question the
effectiveness of citizens' panels by pointing to no ``actual
impact'' of this pilot panel misses the study's finding of
``tantalizing evidence that many kinds of impacts can be
achieved.''
Third--and most importantly--rather than undermining the
possibility of providing public input into technical
decisions, my research concludes that citizens panels are
real opportunities for productive interaction between experts
and lay-citizens. My research concludes that future citizens'
panels would need better ``connection to non-participants''
and ``higher profile institutional partners'' in order to
achieve their potential. If citizens' panels were authorized
by H.R. 766 and conducted by NSF and its partner agencies,
then they would indeed have the institutional support my
research indicates they require to succeed.
I hope that the record can be corrected to indicate that my
research provides evidence and analysis to support the
productive use of citizens' panels under the conditions that
H.R. 766 envisions them, rather than providing evidence
against their effectiveness.
Please let me know if I may be of any assistance on such
matters in the future, and I thank you for your work on H.R.
766 and for your attention here.
Sincerely,
David H. Guston,
Associate Professor and Director.