Ensuring America'S Future Competitiveness
Mr. President, I also want to comment about another subject which is not as much on the minds of the American public, but it clearly is on the minds of some. There is an article that I ask unanimous consent be printed in the Record…
Mr. President, I also want to comment about another subject which is not as much on the minds of the American public, but it clearly is on the minds of some.
There is an article that I ask unanimous consent be printed in the Record immediately following my remarks from today's New York Times by William Broad entitled ``U.S. Is Losing Its Dominance in the Sciences.''
Mr. President, I also ask unanimous consent that a speech Senator Daschle gave 2 weeks ago to the American Association for the Advancement of Science be printed in the Record following my remarks.
Mr. President, the author of this report on the front page of the New York Times today, Mr. Broad, points to several trends that are working against the United States with regard to our world leadership position in science and technology. He points out the percentage of patents issued to Americans is declining. He points out the portion of published research attributable to Americans in top physics journals is decreasing. He points out the number of Nobel Prizes awarded in the basic sciences to Americans is decreasing. He points out the number of doctoral degrees granted in science and engineering in this country is on the decline. He points out the declining percentage of science and engineering doctoral degree candidates from foreign countries who are planning to stay in the United States after they graduate. This last phenomenon I referred to has been dubbed ``the reverse brain drain.'' He talks extensively about that.
The simple fact is, the world has become a highly competitive place with regard to science and technology leadership and talent and investments. We have historically believed we were the leaders in the world in this arena, and we have taken for granted the fact that promising young scientists and engineers from other countries would all want to come here, to stay here, and contribute to our continued world leadership. All of that is now in danger of changing.
We ignore this challenge to our long-term economic security at our own peril. This challenge requires strong efforts by our Government and our industry to counter the strong efforts that are being made in other countries, and to match the strong efforts that are being made in other countries in this field.
So what needs to be done? Let me list briefly six areas on which I think we ought to take aggressive action. The first area relates to research frontiers. We need to start by focusing on broad support for basic science and engineering research across the board, as well
as on targeted investments in critical emerging technologies that will drive future job growth and economic growth in this economy.
Unfortunately, in terms of broad-based basic research support, we have a pattern of underfunding across the physical sciences and engineering, and that is in comparison particularly to what we have been doing in biological and life sciences for several years. I do not advocate reducing our commitment to the biological and life sciences, but I strongly advocate a comparable commitment to maintaining our leadership in the physical sciences and engineering.
In terms of targeted research and development, there are many areas where there are promising developments that we should be paying attention to. Let me cite three examples. One is high-end computing. Japan today is the world leader in high-end computing with their Earth Simulator supercomputer. That is a sad statement to make on this Senate floor.
Mr. President, I ask unanimous consent that I be permitted to continue for another 5 minutes.
That is a sad statement because I can remember a decade ago when the United States was the unrivaled leader in high-end computing. We need to do much better in this field.
Senator Lamar Alexander and I have introduced the High-End Computing Revitalization Act. I hope that the leadership in the Senate will see fit to move this legislation this year, and that we will receive strong support from our colleagues.
Nanotechnology is another area. Although Congress passed a nanotechnology bill last year, and the President signed the bill with great fanfare, the truth is, we are not putting the needed funding into it. The administration has not requested sufficient funding. We are not committing the money. This is another major shortfall.
The next specific area I believe we need to target is next-generation lighting. I have spoken several times about that on the Senate floor. Semiconductor lighting has the promise to greatly increase the efficiency of lighting devices and also to create an enormous number of jobs. The estimate is this will be a $12 billion per year industry for these devices in the future. The question is, where will the leadership be in developing these devices? Will we maintain some of that leadership in this country? And where will the high-wage jobs be created by this? I hope those jobs will be created in the United States, but Congress needs to act to ensure that.
A second area deals with the training of scientists and engineers. An enormous amount needs to be done to better prepare our own students for careers in these fields. We do too little in those areas. We need to do better. We now have the added concern that the foreign students who have traditionally come here to study are, first, finding visa problems that keep them from coming here; and, second, are deciding not to stay once they complete their education but go back to their home country. This is a precursor to the shifting of more and more research and development activity out of this country and into other countries around the world, which I think is a very bad trend for our economic future.
The third area is infrastructure. The National Science Foundation estimates there are roughly $10 billion of unfilled needs for science and engineering facilities at universities. Unfortunately, the system we have in Congress today to fund these needs is through random, uncoordinated earmarks to appropriations bills. This is totally unacceptable. We need a merit-oriented solution that involves a look at the merits of the request and the need, and also the commitment that State and local governments are willing to make to creating this infrastructure.
The fourth area is finance. We need public policies and strategies to expand the pool of risk capital for entrepreneurial investment.
A fifth strategy is public-private sector interactions. We need to fully fund the Advanced Technology Program and the Manufacturing Extension Partnerships. The administration's request that we zero-fund the Advanced Technology Program is totally wrongheaded, in my view, and clearly needs to be rejected by this Congress. We should have the Federal Government take a stronger role in supporting science parks and incubators around this country as well.
The final area I would mention is regulation and trade policy. We need to recognize the strategic importance of legal or regulatory structures to high-technology industries. We need to increase the efforts to protect intellectual property, to support fair competition regimes, to enforce legitimacy and transparency in the global market system, and to assure access by U.S. companies to these markets.
We need to spend some time better monitoring and being sure we are getting fair treatment under the trade agreements we have already entered into instead of rushing forward pellmell trying to find new agreements we can sign.
We need to focus on export promotion. There is way too little attention to export promotion.
We need to focus on assistance programs for those people who are displaced and those communities that are damaged by increased trade. The current administration and, unfortunately, the Congress in the last few years have not done what needed to be done in this area. We have no formal science and technology policy. The administration has undermanned and seemingly neglected the Office of Science and Technology Policy.
In previous remarks to the Senate, I have gone through a list of the proposed cuts by this administration to basic science and applied research in the Department of Defense, the Department of Energy, the Agriculture Department, in the transportation sector, the Department of Energy's Office of Science, the Advanced Technology Program in the Department of Commerce.
These include:
$660 million in cuts proposed for basic and applied research at the Department of Defense, the sort of research that has the greatest potential for dual use and effective spin-off to the civilian high- technology industries;
$63 million in cuts for energy conservation R&D at the Department of Energy;
$183 million in cuts for FY 2005 for agricultural research;
$24 million in cuts for transportation research; and
$68 million in cuts for the Department of Energy's Office of Science, a major supporter of basic physical sciences and engineering research-- we have 40 Democratic Senators and 15 Republicans on a letter asking for increased funding rather than cuts here--and;
total elimination of the Advanced Technology Program at the Department of Commerce, a loss of $171 million for new technologies that otherwise would have been enabled and brought to commercial reality. This is a highly successful program praised by the national academies and even the President's own budget language, cut for short- sighted ideological reasons.
For the sake of our future national competitiveness, we need to face up to the challenges and technological revolutions of the 21st century and ensure that the United States has an effective plan for taking them on. It would be my hope that the coming Presidential election will serve as an opportunity to reflect on the ineffective ways in which we are currently addressing these issues, and to put forth the case that we need a comprehensive change in our policies to ensure our future competitiveness.
I yield the floor.
Exhibit 1
[From the New York Times, May 3, 2004]
U.S. Is Losing Its Dominance in the Sciences
(By William J. Broad)
The United States has started to lose its worldwide
dominance in critical areas of science and innovation,
according to federal and private experts who point to strong
evidence like prizes awarded to Americans and the number of
papers in major professional journals.
Foreign advances in basic science now often rival or even
exceed America's, apparently with little public awareness of
the trend or its implications for jobs, industry, national
security or the vigor of the nation's intellectual and
cultural life.
``The rest of the world is catching up,'' said John E.
Jankowski, a senior analyst at the
National Science Foundation, the federal agency that tracks
science trends. ``Science excellence is no longer the domain
of just the U.S.''
Even analysts worried by the trend concede that an
expansion of the world's brain trust, with new approaches,
could invigorate the fight against disease, develop new
sources of energy had wrestle with knotty environmental
problems. But profits from the breakthroughs are likely to
stay overseas, and this country will face competition for
things like hiring scientific talent and getting space to
showcase its work in top journals.
One area of international competition involves patents.
Americans still win large numbers of them, but the percentage
is falling as foreigners, especially Asians, have become more
active and in some fields have seized the innovation lead.
The United States' share of its own industrial patents has
fallen steadily over the decades and now stands at 52
percent.
A more concrete decline can be seen in published research.
Physical Review, a series of top physics journals, recently
tracked a reversal in which American papers, in two decades,
fell from the most to a minority. Last year the total was
just 29 percent, down from 61 percent in 1983.
China, said Martin Blume, the journals' editor, has surged
ahead by submitting more than 1,000 papers a year. ``Other
scientific publishers are seeing the same kind of thing,'' he
added.
Another downturn centers on the Nobel Prizes, an icon of
scientific excellence. Traditionally, the United States,
powered by heavy federal investments in basic research, the
kind that pursue fundamental questions of nature, dominated
the awards.
But the American share, after peaking from the 1960's
through the 1990's, has fallen in the 2000's to about half,
51 percent. The rest went to Britain, Japan, Russia, Germany,
Sweden, Switzerland and New Zealand.
``We are in a new world, and it's increasingly going to be
dominated by countries other than the United States,'' Denis
Simon, dean of management and technology at the Rensselaer
Polytechnic Institute, recently said at a scientific
meeting in Washington.
Europe and Asia are ascendant, analysts say, even if their
achievements go unnoticed in the United States. In March, for
example, European scientists announced that one of their
planetary probes had detected methane in the atmosphere of
Mars--a possible sign that alien microbes live beneath the
planet's surface. The finding made headlines from Paris to
Melbourne. But most Americans, bombarded with images from
America's own rovers successfully exploring the red planet,
missed the foreign news.
More aggressively, Europe is seeking to dominate particle
physics by building the world's most powerful atom smasher,
set for its debut in 2007. Its circular tunnel is 17 miles
around.
Science analysts say Asia's push for excellence promises to
be even more challenging.
``It's unbelievable,'' Diana Hicks, chairwoman of the
school of public policy at the Georgia Institute of
Technology, said of Asia's growth in science and technical
innovation. ``It's amazing to see these output numbers of
papers and patents going up so fast.''
Analysts say comparative American declines are an
inevitable result of rising standards of living around the
globe.
``It's all in the ebb and flow of globalization,'' said
Jack Fritz, a senior officer at the National Academy of
Engineering, an advisory body to the federal government. He
called the declines ``the next big thing we will have to
adjust to.''
The rapidly changing American status has not gone unnoticed
by politicians, with Democrats on the attack and the White
House on the defensive.
``We stand at a pivotal moment,'' Tom Daschle, the Senate
Democratic leader, recently said at a policy forum in
Washington at the American Association for the Advancement of
Science, the nation's top general science group. ``For all
our past successes, there are disturbing signs that America's
dominant position in the scientific world is being shaken.''
Mr. Daschle accused the Bush administration of weakening
the nation's science base by failing to provide enough money
for cutting-edge research.
The president's science adviser, John H. Marburger III, who
attended the forum, strongly denied that charge, saying in an
interview that overall research budgets during the Bush
administration have soared to record highs and that the
science establishment is strong.
``The sky is not falling on science,'' Dr. Marburger said.
``Maybe there are some clouds--no, things that need
attention.'' Any problems, he added, are within the power of
the United States to deal with in a way that maintains the
vitality of the research enterprise.
Analysts say Mr. Daschle and Dr. Marburger can both supply
data that supports their positions.
A major question, they add, is whether big spending
automatically translates into big rewards, as it did in the
past. During the cold war, the government pumped more than $1
trillion into research, with a wealth of benefits including
lasers, longer life expectancies, men on the Moon and the
prestige of many Nobel Prizes.
Today, federal research budgets are still record highs;
this year more than $126 billion has been allocated to
research. Moreover, American industry makes extensive use of
federal research in producing its innovations and adds its
own vast sums of money, the combination dwarfing that of any
other nation or bloc.
But the edifice is less formidable than it seems, in part
because of the nation's costly and unique military role. This
year, financing for military research hit $66 billion, higher
in fixed dollars than in the cold war and far higher than in
any other country.
For all the spending, the United States began to experience
a number of scientific declines in the 1990's, boom years for
the nation's overall economy.
For instance, scientific papers by Americans peaked in 1992
and then fell roughly 10 percent, the National Science
Foundation reports. Why? Many analysts point to rising
foreign competition, as does the European Commission, which
also monitors global science trends. In a study last year,
the commission said Europe surpassed the United States in the
mid-1990's as the world's largest producer of scientific
literature.
Dr. Hicks of Georgia Tech said that American scientists,
when top journals reject their papers, usually have no idea
that rising foreign competition may be to blame.
On another front, the numbers of new doctorates in the
sciences peaked in 1998 and then fell 5 percent the next
year, a loss of more than 1,300 new scientists, according to
the foundation.
A minor exodus also hit one of the hidden strengths of
American science: vast ranks of bright foreigners. In a
significant shift of demographics, they began to leave in
what experts call a reverse brain drain. After peaking in the
mid-1990's, the number of doctoral students from China, India
and Taiwan with plans to stay in the United States began to
fall by the hundreds, according to the foundation.
These declines are important, analysts say, because new
scientific knowledge is an engine of the American Economy and
technical innovation, its influence evident in everything
from potent drugs to fast computer chips.
Patents are a main way that companies and inventors reap
commercial rewards from their ideas and stay competitive in
the marketplace while improving the lives of million.
Foreigners outside the United States are playing an
increasingly important role in these expressions of
industrial creativity. In a recent study, CHI Research, a
consulting firm in Haddon Height, N.J., found that
researchers in Japan, Taiwan and South Korea now account for
more than a quarter of all United States industrial patents
awarded each year, generating revenue for their own countries
and limiting it in the United States.
Moreover, their growth rates are rapid. Between 1980 and
2003, South Korea went from 0 to 2 percent of the total,
Taiwan from 0 to 3 percent and Japan from 12 to 21 percent.
``It's not just lots of patents,'' Francis Narin, CHI's
president, said of the Asian rise. ``It's lots of good
patents that have a high impact,'' as measured by how often
subsequent patents cite them.
Recently, Dr. Narin added, both Taiwan and Singapore surged
ahead of the United States in the overall number of
citations. Singapore's patents include ones in chemicals,
semiconductors, electronics and industrial tools.
China represents the next wave, experts agree, its
scientific rise still too fresh to show up in most statistics
but already apparent. Dr. Simon of Rensselaer said that about
400 foreign companies had recently set up research centers in
China, with General Electric, for instance, doing important
work there on medical scanners, which means fewer skilled
jobs in America.
Ross Armbrecht, president of the Industrial Research
Institute, a nonprofit group in Washington that represents
large American companies, said businesses were going to China
not just because of low costs but to take advantage of
China's growing scientific excellence.
``It's frightening,'' Dr. Armbrecht said. ``But you've got
to go where the horses are.'' An eventual danger, he added,
is the slow loss of intellectual property as local
professionals start their own businesses with what they have
learned from American companies.
For the United States, future trends look challenging,
many analysts say.
In a report last month, the American Association for the
Advancement of Science said the Bush administration, to live
up to its pledge to halve the nation's budget deficit in the
next five years, would cut research financing at 21 of 24
Federal agencies--all those that do or finance science except
those involved in space and national and domestic security.
More troubling to some experts is the likelihood of an
accelerating loss of quality scientists. Applications from
foreign graduate students to research universities are down
by a quarter, experts say, partly because of the Federal
government's tightening of visas after the 2001 terrorist
attacks.
Shirley Ann Jackson, president of the American Association
for the Advancement of Science, told the recent forum
audience that the drop in foreign students, the apparently
declining interest of young Americans in science careers and
the aging of the technical work force were, taken together, a
perilous combination of developments.
``Who,'' she asked, ``will do the science of this
millennium?''
Several private groups, including the Council on
Competitiveness, an organization
in Washington that seeks policies to promote industrial
vigor, have begun to agitate for wide debate and action.
``Many other countries have realized that science and
technology are key to economic growth and prosperity,'' said
Jennifer Bond, the council's vice president for international
affairs. ``They're catching up to us,'' she said, warning
Americans not to ``rest on our laurels.''